Business Description

General Information

Gender:

Male

CRD#:

2589609

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

Services

Investment Types:

FOREX & Currency, Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 24, Series 7, Series 53, Series 55, Series 63, Series 65

Insurance and Annuity Licenses:

Life, Health, Annuity, Variable Annuity, Variable Life, Long Term Care

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250000

Compensation Methods:

Based on Assets, Flat Fee, Hourly

Prepared By:

TODD BILLINGS