Business Description

General Information

Gender:

Male

CRD#:

2601434

Name of Broker/Dealer:

NFP Securities

Name of Custodial Firm:

NFS-Fidelity, Schwab, Pershing

States Licensed in:

Illinois, Wisconsin, California

States Willing to do Business in:

Any

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Corporate Financial Planning in HealthCare 9 years.
15 Years Financial Planning Retirement Plans, insurance and Investments

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

B.A University of Saint Thomas, Saint Paul Minnesota, Major in Financial Managment

M.S. Trinity University, San Antonio, Texas

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Investment Fiduciary® (AIF)

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Life, Variable Life, Long Term Care, Variable Annuity, Disability, Accident, Annuity, Health

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

125

Firm's Number of Planning Clients:

Firm's Number of Managed Clients:

Assets Managed by Firm:

$75000000

Advisor's Number of Clients:

125

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$75000000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250000

Compensation Methods:

Based on Assets, Flat Fee, Hourly, Subscriptions, Commissions

Fee % Based on Assets:

Hourly Rate:

$175

Flat Fee Rate:

N A

Prepared By:

David Cyrs