| Advisor Profile |
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
|
|
|
|
|
Business Description |
With over 18 years of experience, Jeff Gordon is committed to providing the highest quality and objective counsel, customized wealth management solutions, and unparalleled service to every client.
In today's complex environment, value is added to the financial decision-making process by utilizing experience and expertise along with the resources of Edward Jones to guide clients through the maze of issues facing them and their families.
Jeff strives for excellence in client relationships and promises to do the utmost to exceed expectations. Both Jeff and his firm believe that personal relationships are critical to helping clients achieve their goals and improve the overall quality of their lives.
Jeff is committed and vows to always act with the greatest of ethics, honesty and integrity for every client. He is dedicated to achieving success for our clients within their stated objectives and risk parameters, and strives for mutually rewarding, long-term relationships and to assist our clients and their families for decades. |
|
| |
|
|
General Information |
|
|
|
|
|
|
| Insurance License#: |
OE66181
|
|
| Name of Broker/Dealer: |
Edward Jones
|
|
| Name of Custodial Firm: |
Edward Jones
|
|
| States Licensed in: |
CA, AZ, NY, MD, MO
|
|
| States Willing to do Business in: |
I am happy to service clients in any state.
|
|
| Years of Experience in Financial Services: |
18
|
|
| Number of Years with Current Firm: |
1
|
|
| Work Experience: |
18 years in financial services industry with specific focus on retirement related investing.
|
|
| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
|
|
| Foreign Languages Serviced: |
Spanish: I am NOT conversant but do have Spanish materials.
|
|
| |
|
Education |
| Academic Background |
| |
Economics and Political Science - University of Kansas
Municipal Bond School - Chicago, IL |
|
| |
|
Services |
| Investment Types: |
Bonds, Stocks, Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Mortgages & Real Estate
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 66, Series 6, Series 7, Series 63
|
|
| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Disability, Variable Life, Life, Health, Long Term Care
|
|
| Non-Financial Organization Memberships: |
Volunteer Ambassador - Folsom Chamber of Commerce
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| Assets Managed by Advisor: |
$25,000,000
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
|
|
| Minimum Portfolio Size for New Managed Accounts: |
$50,000
|
|
| Compensation Methods: |
Based on Assets, Commissions
|
|
| Additional Details on Charges: |
I look for the most suitable solution and charge accordingly based on client preferences. Charges may be either commission based or fee based.
|
|
| |
|
| |
| |
| Prepared By: |
Jeff Gordon |
Frequently Asked Questions |
|
| Q. |
Do you have a customer satisfaction or refund policy? |
| |
I have always maintained a policy of client satisfaction through education and communication. |
|
| Q. |
What are your qualifications? What is your education background? |
| |
Educated at the University of Kansas, I studied Economics and Policical Science. Further education at various times over the past 18 years (not including licensure classes). |
|
| Q. |
What is your approach to financial planning? |
| |
I look forward to educating my clientele, and offering solutions most suitable to their needs. |
|
| Q. |
What services do you offer? |
| |
I offer retirement planning, college planning, estate planning as well as transactional business such as mutual fund trades and stock/bond trades. I will also (complimentary) review clients' 401k options and offer recommendations. |
|
| Q. |
How many clients do you currently manage? |
| |
I currently manage over 150 households. |
|
| Q. |
Will you be the only person working with me? |
| |
My Branch Office Administrator is in the office full time to service the needs of my clientele. |
|
| Q. |
How are you compensated? How will I pay for your services? |
| |
I opperate a client-centeric practice. Some clients will prefer a commission based program, while others with want a fee based program. The fees are discussed at length and we move forward with the best interests of the client. |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
| |
Depending on the account, we may need permission at each buy/sell. |
|
| Q. |
Do you offer any guaranteed results? |
| |
Results are not guaranteed. |
|
| Q. |
How much risk should I be willing to take? |
| |
We will review your objectives, and determine your risk/reward profile. |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
What carrier(s) do you represent? |
|
| Q. |
Are there any pre-existing conditions that you can not cover? |
|
| Q. |
What services do you provide? What are your specialties? |
| |
I offer retirement planning, college planning, estate planning as well as transactional business such as mutual fund trades and stock/bond trades. I will also (complimentary) review clients' 401k options and offer recommendations. |
|
| Q. |
What is your experience? How many clients do you currently manage? |
| |
With over 18 years of experience, I currently work with over 150 households. |
|
| Q. |
What financial institution(s) do you represent? |
| |
My firm is Edward Jones. Edward Jones has been in business since 1922 and has over 10,000 financial advisors across the country. |
|
| Q. |
How do you charge for your services? |
| |
I opperate a client-centeric practice. Some clients will prefer a commission based program, while others with want a fee based program. The fees are discussed at length and we move forward with the best interests of the client. |
|
| Q. |
Do you provide a free initial consultation? |
|
| Q. |
Why should I choose you as my financial advisor? |
| |
Please consider not just my background and experience, but the variety of choices and resources offered by my firm. I am commited to offering each client an experience worthy of telling their friends about. |
|
| Q. |
What are your qualifications? |
| |
Many years working with 401k plans and rollovers. |
|
| Q. |
What is your approach to 401 K plan rollovers? |
| |
I look forward to educating my clientele, and offering solutions most suitable to their needs. |
|
| Q. |
How long does the process of rolling over a 401K plan usually take? |
| |
There are many variables in the rollover process. I have the resources of my full time Branch Office Coordinator to ensure a smooth and quick rollover. |
|
| Q. |
What financial institutions do you represent? |
| |
Several: we'll choose the best, depending on client needs. |
|
| Q. |
How many years of experience do you have? |
|
| Q. |
How many 401K rollover clients do you currently manage? |
|
| Q. |
Why should I roll over my 401K plan to your firm? |
| |
Please consider not just my background and experience, but the variety of choices and resources offered by my firm. I am commited to offering each client an experience worthy of telling their friends about. |
|
| Q. |
Do you provide a free initial consultation? |
|
|
|
