Business Description

General Information

Gender:

Male

CRD#:

147618

States Licensed in:

NJ, NY

States Willing to do Business in:

NJ, NY

Years of Experience in Financial Services:

Number of Years with Current Firm:

1.5

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

Bachelor of Science (Accounting) 2002
Pursuing a Masters in Tax

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Public Accountant (CPA), CWPP

Securities Licenses:

Series 65

Insurance and Annuity Licenses:

Disability, Life, Annuity, Health, HMO, Long Term Care

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$67000

Compensation Methods:

Flat Fee, Hourly, Based on Assets

Hourly Rate:

$250

Minimum Fee Charged for Managed Accounts:

$2,000

Prepared By:

Joshua Wilk