Business Description

Our sole mission is to help our clients lead more financially secure lives. Whether you are concerned about building or maintaining your retirement nest egg, evaluating how to best utilize an inheritance, or planning for the security of someone you care about, we have the experience and expertise you need.

Our Unique Perspective

We are fee-only, independent, impartial and objective. We act as a fiduciary, and our decisions are solely based on what is best for our clients. We are committed to understanding your unique situation so that we can deliver prudent investment strategies that remain aligned with your goals, risk preferences and evolving financial needs.

Our Services

Every client can expect:

• Expert Portfolio Management: We have over 40 years experience in managing portfolios for high net worth individuals, families and institutions.

• Direct Access to our Principals: We believe ongoing client communication is paramount to success.

• Financial Planning: We have expertise in retirement planning, retirement accumulation and distribution planning, retirement income analysis, inherited accounts, employee benefits counseling, and tax strategies.

• Survivor Support: We know the passing of a loved one is trauma filled and unexpected. We offer support for the family members who need to assume financial control due to life-changing events.

• Partner Outreach: We can provide introductions to our approved partners in the area of estate planning, accounting, and insurance or happily work with your current providers of these services.

General Information

Gender:

Male

CRD#:

109132

Firm CRD#:

109132

States Licensed in:

TX,IL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

BBA in Finance from Texas A&M University

College for Financial Planning

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Stocks, Commodities, Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 66

Financial Organization Memberships:

Investment Advisor Association

Non-Financial Organization Memberships:

Texas A&M Foundation Planned Giving Council

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

$150,000,000

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$30,000,000

Compliance

Registered Investment Advisor:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Flat Fee

Fee % Based on Assets:

.75%

Prepared By:

Richard Jackson, CRPC