| Advisor Profile |
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| Name: |
David Rae , CFP |
| Phone Number: |
(310) 878-2576 |
| Website: |
Visit Website
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Business Description |
The Financial Quarterback to Lead Your Team.
David offers his clients comprehensive financial planning advice, bringing you everything you need to one place. After learning about your specific situation, he can help you understand how to reach you important life goals. These services include portolfio management, Estate Planning, Tax Planning and Financial Planning.
Position yourself for prosperity: work with someone
like David who is an involved and passionate member of the
community, and who understands your unique planning
needs.
Advising a diverse group of clients David enjoys
working in a profession where he can use his unique
problem solving abilities to help people make their
dreams a reality.
David offers his clients comprehensive financial planning advice,
bringing you everything you need to one place. After
learning about your specific situation, he can help you
understand how to reach you important life goals.
His passion for helping people is evident:
relationships come first with David, and his clients
connect with him easily. His integrity and devotion to
helping you succeed had drawn clients seeking his
advice from accross the country.
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General Information |
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| Insurance License#: |
oe10562
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| Name of Broker/Dealer: |
National Planning Corporation
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| States Licensed in: |
CA, MI, NY, AZ, CO
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
8
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| Number of Years with Current Firm: |
8
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| Work Experience: |
David has been working to help people reach their
important financial goals for the past 8 years.
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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Graduated with degrees in Business and Musical
Theater from the University of Redlands. |
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Services |
| Investment Types: |
Written Financial Plan, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 6, Series 63, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life, Health
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| Non-Financial Organization Memberships: |
BNI, Board of Directors Labor Day LA Foundation,
Ambassador Council Aids Project LA, Equality California, Aids Healthcare Foundation, LAGLC
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Firm Information |
| Number of Advisors in Office: |
100 - 999 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
$1,300,000,000
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| Advisor's Number of Clients: |
100
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| Advisor's Number of Managed Clients: |
100
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| Advisor's Number of Planning Clients: |
60
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| Assets Managed by Advisor: |
$20,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Additional Details on Charges: |
Fees vary depending on your specific situation.
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| Prepared By: |
David Rae , CFP |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Beyond being a Certified Financial Planner, I am in my 8th year as a top advisor at Trilogy Financial. |
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What is your approach to financial planning? |
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I take a comprehensive approach to help you reach all of your important financial goals. Every action we take is based on your specific situation. |
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What services do you offer? |
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Comprehensive Financial Planning: including but not limited to: Estate Planning, Investment Planning, Portolio Management, 401k Rollovers, Risk Management, as well as tax planning. |
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How many clients do you currently manage? |
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I strive to keep my client base around 100 clients to be able to maintain a high level of service. |
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Will you be the only person working with me? |
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I will be the Quarterback leading your team to help you reach your most important financial goals. Other experts and may be needed to help with specific areas of your financial plan. |
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How are you compensated? How will I pay for your services? |
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Flexible Fee structure tailored to each client individual situation. |
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What carrier(s) do you represent? |
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I am independent and will work hard to find the right product to meet your needs. |
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What services do you provide? What are your specialties? |
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I offer comprehensive financial planning services. |
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What is your experience? How many clients do you currently manage? |
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I have been working with clients here at Trilogy for 8 years. In that time I have build a practice of 100 highly satisfied clients. |
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How do you charge for your services? |
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I am a fee based Financial Planner. Fee are based on each clients individual situation and needs. |
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Do you provide a free initial consultation? |
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Yes, the initial consultation is good opportunity for the both parties to see if it a good fit to work together. |
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Why should I choose you as my financial advisor? |
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My wholistic approach to financial planning will help you reach your financial goals faster, and easier. |
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What are your management fees? |
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What kind of plans do you specialize in? |
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My retirement planning team specialized in designing plans to maximize the benefits to corporation. |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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We have a team of specialists to help select the proper plan to meet the needs of your business. |
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Do you offer any additional services? |
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Plan design, investment advice, enrollment, administration. |
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What financial institutions do you represent? |
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I have access to a variety of Education Plan to help you meet your education funding needs. |
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What are your fees for this service? |
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Flexible fee structure designed to help each client reach their goals. |
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Do you provide a free initial consultation? |
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Yes, the initial consultation is good opportunity for the both parties to see if it a good fit to work together. |
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What are your qualifications? |
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I have been helped many people plan for retirement. |
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What is your approach to 401 K plan rollovers? |
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The most important thing to make sure that you stay on track to reach financial independence. |
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What are your fees for this service? |
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I am a fee based Financial Planner. Fee are based on each clients individual situation and needs. |
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Why should I roll over my 401K plan to your firm? |
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I will help you stay on track to reach, and actually have the retirement you deserve. |
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Do you provide a free initial consultation? |
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Yes, the initial consultation is good opportunity for the both parties to see if it a good fit to work together. |
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