| Advisor Profile |
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Business Description |
To establish working partnerships with my clients to the
point at which they consider me to be their primary
resource for their investment and insurance needs. For
more than 26 years I have provided comprehensive
resources, tools, advice and expertise to help clients
just like you reach their financial goals.
My team is committed to listening to your concerns in
order to develop appropriate, customized financial
solutions that will help you secure an independent
financial future for you and your family. |
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General Information |
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| Insurance License#: |
PR169999
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| Name of Broker/Dealer: |
MetLife Securities, Incorporated
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| States Licensed in: |
AR,FL,GA,MI,MO, OK, TX
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| States Willing to do Business in: |
AR,FL,GA,MI,MO, OK, TX
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| Years of Experience in Financial Services: |
26
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| Number of Years with Current Firm: |
26
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| I work with the following types of clients: |
Individual Investors
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Services |
| Investment Types: |
Stocks, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Options & Futures, Mutual Funds, Insurance, Annuities, Bonds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 6, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Accident, Life, Health, Annuity, Casualty, Property
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Paladin Registry
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| Non-Financial Organization Memberships: |
SERTOMA of Springfield MO
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
3500
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| Firm's Number of Planning Clients: |
1260
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| Firm's Number of Managed Clients: |
860
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| Assets Managed by Firm: |
Upon request
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| Advisor's Number of Clients: |
1400
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| Advisor's Number of Managed Clients: |
380
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| Advisor's Number of Planning Clients: |
325
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| Assets Managed by Advisor: |
Upon request
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Prepared By: |
John Dodson |
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