Business Description
Sturm Financial Services was established in 1996 in order to provide superior service based on consistent reviews with clients. Barry Sturm has over 22 years experience in the business and is able to provide comprehensive financial planning services based on individual goals. Our company is able to provide a wide range of investment and insurance options based on individual needs rather than company affiliations. Exceeding client expectations is our number one priority.
General Information Gender:    Male CRD#:    1746516 Firm CRD#:    7365 Insurance License#:    CA #0G68401, FL #D027026, OH #59442, PA# 350846, Name of Broker/Dealer:    WRP Investments, Inc. Name of Custodial Firm:    National Financial Services Corporation States Licensed in:    AZ, CA, CO, CT, DE, FL, GA, MA, MI, NJ, NV, NY, OH, PA, TN, TX, UT, VA, WA, WV Years of Experience in Financial Services:    22 Number of Years with Current Firm:    12 I work with the following types of clients:    Businesses, Investment Clubs, Individual Investors
Services Investment Types:    Annuities, Insurance, Mutual Funds, Alternative Investments, Mortgages & Real Estate, Stocks, Bonds
Qualifications & Memberships Securities Licenses:    Series 7, Series 24, Series 63 Insurance and Annuity Licenses:    Health, Annuity, Long Term Care, Disability, Variable Life, Variable Annuity, Life
Firm Information Number of Advisors in Office:    Up to 10 employees Assets Managed by Advisor:    $20,000,000
Compliance Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees Minimum Portfolio Size for New Managed Accounts:    $50,000 Compensation Methods:    Commissions
Prepared By:	Barry Sturm

Frequently Asked Questions

Q.	What is your approach to financial planning?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	Have you ever been charged with any breaches?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	How do you charge for your services?

Q.	Do you provide a free initial consultation?

Q.	Why should I choose you as my financial advisor?

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Q.	What is your approach to financial planning?
Planning is geared to the individual. No two plans are identical. The process of financial planning will enable the client to make better decisions. I charge no fees for this service.

Q.	How many clients do you currently manage?
Approximately 200

Q.	Will you be the only person working with me?
I will be the only representative working with you unless specialized service is desired in a particular area.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Yes unless you choose to have limited discretion on trades.

Q.	Have you ever been charged with any breaches?
No

Q.	What services do you provide? What are your specialties?
Investment, retirement and estate planning.

Q.	What is your experience? How many clients do you currently manage?
22 years of financial planning experience and approximately 200 clients.

Q.	How do you charge for your services?
I am compensated by the many companies I represent. I do not charge additional fees for the management of assets.

Q.	Do you provide a free initial consultation?
Yes

Q.	Why should I choose you as my financial advisor?
Integrity, experience, service