| Advisor Profile |
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Business Description |
| Synergy works with their clients through continuous review meetings, at no cost, to ease the burden of coordinating their own financial portfolios. Synergy’s expertise and processes allows for the clients to remain involved in the management of their financial well-being while using the guidance of sound financial recommendations in order to protect family wealth and improve current lifestyles. Synergy’s goal is to offer its clients the best experience possible and to partner with their clients to build long-lasting relationships based on trust and confidence. |
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General Information |
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| Insurance License#: |
121489
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| Name of Broker/Dealer: |
Fox Financial Management Inc.
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| Name of Custodial Firm: |
Southwest Securities, Inc
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| States Licensed in: |
Georgia
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| States Willing to do Business in: |
Georgia
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
4
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| Work Experience: |
Prior Investment Officer with Wachovia Investments and Banc of America Investments, VP with Janney Montgomery Scott, Owner of Synergy Wealth Management Inc & Synergy Wealth Partners Inc.
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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University of West Georgia
Kennesaw State University, BBA |
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Services |
| Investment Types: |
Mutual Funds, Insurance, Annuities, Stocks, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 63, Series 6, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Disability, Long Term Care, Variable Annuity, Health, Life, Accident, Annuity
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| Financial Organization Memberships: |
International Association of Registered Financial
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| Non-Financial Organization Memberships: |
Accredited Business BBB, Feed the Hungry, Kentucky Colonel, Summit Church, KBA, Pi Kappa Alpha,
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
100
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| Firm's Number of Planning Clients: |
25
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| Assets Managed by Advisor: |
$30,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
50,000
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| Compensation Methods: |
Based on Assets, Commissions, Hourly, Flat Fee
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| Prepared By: |
Scott Stooksbury |
Frequently Asked Questions |
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What is your approach to financial planning? |
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Generally speaking, my clients are 50 plus and risk adversed. We focus on yours financial goals and search appropriate financial instruments to reach your goals and objectives. |
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What services do you offer? |
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I specialize in working with accredited investors and provide financial instruments and advice in that business demographic |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fee based or commission based depending on the need |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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That would on many things such as age, portfolio, risk characteristics, time frames, suitability and needs |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Generally speaking, my clients are 50 plus and risk adversed. We focus on yours financial goals and search appropriate financial instruments to reach your goals and objectives. |
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| Q. |
What is your experience? How many clients do you currently manage? |
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15 years in the financial services industry with roughly 100 clients |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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That would depend on fee based or commission based planning |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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The number one complaint from the average consumer is they never hear from their advisor, you will hear from me and I will HEAR you |
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What are your qualifications? |
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7 years as an investment officer with two large banks specializing in rollver accounts |
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| Q. |
What is your approach to 401 K plan rollovers? |
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I have to indentify what your goals are for your rollover assets, what other assets you own and then formulate a plan based on your objectives and what you are trying to accomplish |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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How many years of experience do you have? |
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What are your fees for this service? |
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It depends on what you are looking for |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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You should roll your 401k with the that offers the best solutions to your needs and where you feel most comfortable |
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Do you provide a free initial consultation? |
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