Business Description

Your investments aren't the only facet of your financial life. It also includes your plans for the future as well as your current and future financing needs. We like to say we're helping you "manage both sides of your balance sheet."

Why is that important? Simple. We can't help you get where you're going if we don't know where you're going, how you plan to get there and what may be holding you back. That's why we provide a full range of financial solutions and help you select the ones that will help you in your unique situation.

General Information

Gender:

Male

CRD#:

5511469

States Licensed in:

LA
TX
DE
FL
MS

Years of Experience in Financial Services:

Number of Years with Current Firm:

Services

Investment Types:

Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Retirement Planning Counselor (CRPC®), MBA

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Annuity, Variable Life, Life, Variable Annuity, Long Term Care

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Based on Assets

Prepared By:

Stephen Green