| Advisor Profile |
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Business Description |
Strategic planning, vision, and bold actions are as important today to help you achieve your goals as it was for Athena over 4000 years ago. Today it’s about securing your financial future and managing life’s risks. We believe that begins with a unique conversation – and it’s all about you. No matter what your goal, we are confident that victory is achieved with the right help and advice.
Athena is a unique professional services firm. We deliver comprehensive and integrated wealth and risk management advice. Our clients, like you, are individuals and business entities. With experienced professionals in five financial arenas, the collaboration at Athena allows you to recapture and protect one of your most valuable assets…your time. |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial
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| Name of Custodial Firm: |
LPL Financial
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| States Licensed in: |
IL,WI,IN,FL,NC,NJ,OK,MA,KY
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| States Willing to do Business in: |
All
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
6
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| Work Experience: |
Started my career in the financial services industry with a discount brokerage firm in downtown Chicago. I went on to manage an office for a regional brokerage firm for 5 years before becoming a partner w/my current firm.
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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University of Iowa, DeVry University
Telecommunitcations Degree-1988 |
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Services |
| Investment Types: |
Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, FOREX & Currency, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 65, Series 31, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life, Health
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| Non-Financial Organization Memberships: |
Loyal Order of Moose
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
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| Firm's Number of Managed Clients: |
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| Assets Managed by Firm: |
$350,000,000.00
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| Assets Managed by Advisor: |
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000.00
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| Compensation Methods: |
Commissions, Based on Assets
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| Fee % Based on Assets: |
.75-1.5%
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| Prepared By: |
David Olesen |
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