| Advisor Profile |
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Business Description |
As a financial advisor with Wells Fargo Advisors, I can offer you a wide range of services, from helping you select individual investments to developing a retirement plan. With access to a broad array of company resources -- including research analysts and economic and market experts -- I can help you make informed investment decisions based on your specific needs.
Contact me if you'd like me to help you develop strategies for meeting your financial goals. |
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General Information |
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| Years of Experience in Financial Services: |
2
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Annuities, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 66
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| Insurance and Annuity Licenses: |
Life, Health, Annuity, Long Term Care, Variable Annuity, Variable Life
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
25,000
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| Compensation Methods: |
Commissions, Based on Assets
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| Prepared By: |
Terri Schultz |
Frequently Asked Questions |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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I offer both transaction based and fee based products. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes, you are in control and nothing is done without your understanding and approval. |
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How much risk should I be willing to take? |
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That is very subjective. I will go over a risk tolerance questionaire with you to help establish what risk, if any, you are comfortable with. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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At Wells Fargo Advisors, we have over 160 different products and services that are used by determining your objectives, needs and risk tolerance. |
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How do you charge for your services? |
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Transaction and fee based, depending on your needs. |
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Do you provide a free initial consultation? |
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yes, there is no charge for any consultation or advice. |
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Why should I choose you as my financial advisor? |
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I listen to my clients. I also feel that making informed decisions are important. I pride myself on being able to take complex information and break it down into simple terms. I also know how important it is for my clients to meet with me regularly and be able to talk with me anytime, whether good times or bad. I make myself accessible. |
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Do you provide a free initial consultation? |
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Do you provide a free initial consultation? |
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