| Advisor Profile |
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Business Description |
Lord Capital Management is a registered investment advisory firm
dedicated to individual investors. My primary business is portfolio
management with the goal of outperforming the S&P500 Index. I
interview new clients to develop an Investment Policy Statement which
outlines your goals, objectives, constraints, and risk tolerance. The
Investment Policy Statement serves as a guide for investing your funds.
I achieved the Chartered Financial Analyst (CFA) designation in 2007 and
have developed a true passion for stock picking in my 15 years of
investment experience. |
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General Information |
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| States Willing to do Business in: |
NY NJ CT PA RI MA ME NH VT
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| Years of Experience in Financial Services: |
8
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| Number of Years with Current Firm: |
4
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| Work Experience: |
UBS Investment Bank
Drake Capital Management
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Colgate University, double major in Economics and Mathematics. |
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Services |
| Investment Types: |
Options & Futures, Mutual Funds, Exchange Traded Funds (ETFs), Bonds, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Analyst (CFA)
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| Securities Licenses: |
Series 65
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
10
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| Firm's Number of Planning Clients: |
10
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| Firm's Number of Managed Clients: |
10
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| Assets Managed by Firm: |
$8,000,000
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| Advisor's Number of Clients: |
10
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| Advisor's Number of Managed Clients: |
10
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| Advisor's Number of Planning Clients: |
10
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| Assets Managed by Advisor: |
$8,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-only financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
1.00-1.50%
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| Additional Details on Charges: |
Depending on the size of your portfolio, the management fee
ranges from 1.00% to 1.50% of portfolio assets.
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| Minimum Fee Charged for Managed Accounts: |
$1,000
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| Prepared By: |
Pierce Lord, CFA |
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