| Advisor Profile |
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| Name: |
Amy Elizabeth Bennage |
| Phone Number: |
(858) 683-7710 |
| Website: |
Visit Website
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| Research This Advisor |
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ADV Form II Link:
Available upon request
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| Request More Information |
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Business Description |
AEB Financial Services is a branch of Wall Street Financial Group, a full-
service investment firm. We offer a wide range of financial products
and services to individuals and small business owners. Being
independent allows us to offer clients a wide array of products that fit
each individual specific need, not just specific companies or proprietary
products.
We will customize appropriate strategies to suit your vision and
objectives by utilizing the following products and services:
Managed Accounts, Mutual Funds, Stocks, Bonds, Alternative
Investments, Annuities, Life Insurance, 529 College Savings Plans
ROTH IRAs, 401(k) and IRA Rollovers, SIMPLE and SEP IRAs for Business
Owners and Employees, Tax management , Retirement strategies, and
Estate conservation |
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General Information |
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| Insurance License#: |
0F29903
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| Name of Broker/Dealer: |
Wall Street Financial Group
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| Name of Custodial Firm: |
National Financial Services
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| States Licensed in: |
AZ, CA, FL, NY, OR, PA, VA
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
13
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| Work Experience: |
13 Years in Financial Services, including Branch Manager and VP
Client Relations for Global branch of the business. Also, 10 years
in customer service.
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-US Investors
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Education |
| Academic Background |
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| BA Economics, St John Fisher, Rochester NY |
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Services |
| Investment Types: |
Managed Accounts, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Stocks, Insurance, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 7, Series 24, Series 65
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| Insurance and Annuity Licenses: |
Life, Variable Life, Long Term Care, Variable Annuity
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| Non-Financial Organization Memberships: |
Head Coach for West Coast Roadrunners
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Hourly, Based on Assets, Flat Fee, Commissions
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| Fee % Based on Assets: |
.8-1.5%
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| Additional Details on Charges: |
No charge for initial consultation
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| Minimum Fee Charged for Managed Accounts: |
$150
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| Minimum Fee Charged for Hourly Planning Accounts: |
$150
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| Minimum Fee Charged for Flat Fee Accounts: |
$150
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| Prepared By: |
Amy Elizabeth Bennage |
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