Riordan Financial

Matt Riordan

Address:

1133 W. Mill Rd, Suite 201a

Evansville, IN 47710

Map it | Directions | Website

(812) 269-1118

3 Years of Experience

Insurance License# 701599
Series 7
CRD# 5726161

Offers & Pledges

I provide a free initial consultation:

Proud to be the Dave Ramsey, Endorsed Local Prover for Evansville!

Voted Best of Evansvile, 2012 by the readers of Evansville Living Magazine!

My primary focus is in developing a realistic financial plan for clients as
they prepare for retirement. As a former Captain in the US Army, integrity
and quality of my work are of upmost importance. We develop a plan,
analyzing and adjusting it annually to keep you on track.

Any advisor can invest your money for you. I provide a broad spectrum
plan that evaluates details such as insurance coverage?s, financial goals,
investment allocations, and estate planning.

See my website for a sample financial plan!

HighLights
FAQs
Disclaimer

HIGHLIGHTS

General Information

Insurance License#:

701599

Name of Broker/Dealer:

Cambridge Investment Research

States Licensed in:

Number of Years with Current Firm:

Work Experience:

Captain-US Army 2004-2008. Waddell & Reed Financial Advisors 2009-2010

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types:

Bonds, Mutual Funds, Stocks, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

Qualifications & Memberships

Insurance and Annuity Licenses:

Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life

Financial Organization Memberships:

Society of Financial Services Professionals

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Commissions, Flat Fee, Based on Assets

FAQs

Financial Planners

What services do you offer?
Will you be the only person working with me?
How are you compensated? How will I pay for your services?
Have you ever been charged with any breaches?

Life Insurance Agents

What carrier(s) do you represent?
How long does it take to complete the application and approval process?

Financial Advisors

Do you provide a free initial consultation?

401k Plan Services

What type of plans do you offer?
Do you offer any additional services?

Education Plans

What is your approach to Education Planning?

401K Plan Rollover

What is your approach to 401 K plan rollovers?
What financial institutions do you represent?
Do you provide a free initial consultation?

What services do you offer?
Financial Planning, Investment Management, Estate Analysis. Life, Health & Long Term Care Insurance.
Will you be the only person working with me?
Yes, I provide all services personally.
How are you compensated? How will I pay for your services?
There are multiple options. Typically, for assets I manage I use a tiered fee schedule based on the amount of assets under management. Financial planning is one flat fee based on the type of plan you require and an annual fee for the updating the plan.
Have you ever been charged with any breaches?
Never.
What carrier(s) do you represent?
Genworth, Met-Life, Transamerica, and many more.
How long does it take to complete the application and approval process?
Varies greatly. Anywhere from 3 weeks to 2 months.
Do you provide a free initial consultation?
Absolutely. You don't pay me until I'm working for you!
What type of plans do you offer?
Multiple...Fidelity, Principal, Securian... I can provide many of the common providers.
Do you offer any additional services?
In most cases I can provide individualized financial planning for your employees.
What is your approach to Education Planning?
Indiana has a phenominal 529 plan offering a 20% tax credit, so that is always my first consideration.
What is your approach to 401 K plan rollovers?
My primary concern is determining your comfort with risk. My advice is taylored to your risk tolerance.
What financial institutions do you represent?
I am an independant advisor, I can assist you in investing in most any mutual fund, EFT, stock, etc.
Do you provide a free initial consultation?
Absolutely!

DISCLAIMER

MATTHEW RIORDAN offers Securities through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Riordan Financial and Cambridge are not affiliated. Matthew Riordan is registered to sell securities in Indiana. Recipients of "Best of Evansville" were nominated by readers of Evansville Living Magazine. This recognition is not representative of investment performance and does not represent a particular client experience or endorsement.

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Schedule a Free Initial Consultation

No obligation to hire
primarily to evaluate mutual fit.

	Mon.	9:00 AM - 6:30 PM
	Tue.	9:00 AM - 6:30 PM
	Wed.	9:00 AM - 6:30 PM
	Thu.	9:00 AM - 6:30 PM
	Fri.	9:00 AM - 6:00 PM