Do you have a customer satisfaction or refund policy?
Yes
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What are your qualifications? What is your education background?
I make complex issues simple for my clients and provide objective financial advise so my clients make better decisions with their money.
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How do you charge for your services?
Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation
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How are you compensated? How will I pay for your services?
Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation
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If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Depending on complexity will include your CPA, Estate/Trust Lawyer and any other advisors you may currently use
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How many clients do you currently manage?
100
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Will you be the only person working with me?
Yes
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Do you offer any guaranteed results?
Yes
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How much risk should I be willing to take?
as much as necessary to acheive your goals.
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Have you ever been charged with any breaches?
Never
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What services do you provide? What are your specialties?
Comprehensive Financial Planning
Estate Planning
College Planning
Insurance Planning
Comprehensive asset management accounts
Mutual funds and ETF's
Individual stocks and bonds
Domestic and foreign securities
Alternative investments
REIT's, Fund of Hedge Funds, MLP's
Annuities
Fixed, Indexed and Variable
Trust services
FDIC-insured cash accounts
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What is your experience? How many clients do you currently manage?
I have been in the financial services industry for over 15 years. I am an independent CERTIFIED FINANCIAL PLANNER". I specialize in growing and preserving my client's wealth.
BA and MBA
FINRA Series 6, 7, 24, 26, 63 and 65 registrations through LPL Financial
Life / Health / Property and Casualty Insurance licenses.
LPL Registered Principal and Chabot Wealth Management's President
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What financial institution(s) do you represent?
I am an independent advisor and am approved to offer numerous financial institutions products including but not limited to: Fidelity, Vanguard American Funds, Franklin Templeton, Oppenheimer, Prudential, Hartford, Jackson, Sunamerica, Goldman Sachs, JP Morgan, MFS, Putnam, HSBC, Cole, Franklin Square, Metlife, John Hancock, Transamerica, Principal
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What is your approach to financial planning?
I make complex issues simple for my clients and provide objective financial advise so my clients make better decisions with the money
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What services do you offer?
Comprehensive Financial Planning
Retirement Planning
Business Consulting / Succession Planning
Estate Planning
College Planning
Investment Planning
Insurance Planning
Comprehensive asset management accounts
Mutual funds and ETF's
Individual stocks and bonds
Domestic and foreign securities
Alternative investments
Annuities
Trust services
FDIC-insured cash accounts
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What are your qualifications?
MBA, CFP®, FINRA SERIES 6,7,24,26,63 and 65 Licenses through LPL Financial. California Property, Casualty, Life and Health Insurance License #0E70330
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What is your approach to 401 K plan rollovers?
Competent, Objective, Independent Financial Advice
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How long does the process of rolling over a 401K plan usually take?
depends on where your money is. Usually 2 weeks.
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What financial institutions do you represent?
LPL Financial, Jackson National, Prudential, New York Life, Oppenheimer Funds, Franklin Templeton, Fidelity, Vanguard, Putnam, American Funds,
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How many years of experience do you have?
15
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What are your fees for this service?
Percentage of assets, commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation.
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How many 401K rollover clients do you currently manage?
100
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Why should I roll over my 401K plan to your firm?
I make complex issues simple for my clients and provide objective financial advise so my clients make better decisions with their money.
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