Business Description

Elios Financial Group, Inc. is a local and independent
financial planning and Registered Investment Advisor
(RIA) dedicated to providing unbiased financial
guidance to individuals, families and businesses.

We over 20+ years of helping our clients work
toward financial independence with our comprehensive
approach to wealth planning, accumulation and
preservation. In developing and maintaining a well-
thought wealth plan, our focus is providing service
that is personalized, professional and always with your
best interest in mind.

Independent and Objective
Elios Financial Group is truly an independent firm,
and has the ability to provide an unbiased perspective
and the most honest and objective recommendations that
will benefit you by eliminating any conflict of
interest. WE have no loyalty to a company or a company
product. This allows us to make recommendations that
are truly in your best interest.

Fee Based
Financial planning services are paid for on a flat fee
or an hourly basis, rather than on a commission basis,
in order to eliminate potential conflicts of interest.
This means we represent you and your interests when
giving you advice.

Comprehensive Financial Planning
Elios Financial Group will simplify and organize your
accounts and documents, which you can access 24/7 on
your personalized, encrypted website included with your
advanced planning package.

General Information

Gender:

Male

CRD#:

2681022

Firm CRD#:

119873

Name of Broker/Dealer:

LPL Financial

Name of Custodial Firm:

LPL Financial

States Licensed in:

OH, CA, FL, IL, IN, NC, NJ, NY, TX, WV

States Willing to do Business in:

ALL

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Elios Financial Group, Inc. - Nov. 1998- Present
LPL Financial 1998- Present
Lincoln Financial Advisors - 1996-1998
Minnesota Mutual = 1991-1995
National City Bank 1988-1991

I work with the following types of clients:

Non-Profit Organizations, Businesses, Individual Investors

Education

Academic Background

MBA- Master's in Business Administration
Baldwin-Wallace College
BSBA- Marketing and Finance
Bowling Green State University

Services

Investment Types:

REIT'S, Annuities, Alternative Investments, Bonds, Mutual Funds, Insurance, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 65, Series 63, Series 24, Series 7

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Annuity, Health, Life

Financial Organization Memberships:

Society of Financial Services Professionals

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

200

Firm's Number of Planning Clients:

100

Firm's Number of Managed Clients:

100

Assets Managed by Firm:

$70,000,000

Advisor's Number of Clients:

100

Advisor's Number of Managed Clients:

100

Advisor's Number of Planning Clients:

100

Assets Managed by Advisor:

$55,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Flat Fee, Hourly, Based on Assets

Fee % Based on Assets:

Hourly Rate:

$100

Flat Fee Rate:

$100

Prepared By:

James Elios