Legacy Financial Advisors, Inc. was founded to serve the needs of our clients, with offices throughout MA and NJ. Our clients expect independent financial advice, so we are an independent firm. Our clients expect excellent service, so we have two associates servicing each client along with our service staff. Our clients expect us to help them solve their ever-changing needs, so we change with the times to stay current. With over 38 years of experience, our firm is not only financially competent, but empathetic to the real issues of financial advisory clients.
Legacy Financial Advisors, Inc.has been in business for 38 years, helping individuals become the "Chairman Of The Board" of their financial world, by establishing a "Wish List" where clients are able to isolate their goals and work towards achieving them.
Legacy Financial Advisors, Inc. provides solutions to problems in the five classic areas of financial strategizing, including estate,cash flow, tax,investment and risk management. The companies are independent, and represent their clients, not any specific company.
Securities and advisory services are offered through SII Investments, Inc. member FINRA / SIPC and a Registed Investment Advisor. The Schober Group and Legacy Financial Advisors, Inc. and SII Investments, Inc. are separate and unrelated companies. SII Investments, Inc. does not provide tax or legal advice.
For additional information and disclosures, please visit our website at lfsadvisors.
|Name of Broker/Dealer:||SII Investments, Inc.|
|States Licensed in:||MA,NJ|
|Number of Years with Current Firm:||38|
|I work with the following types of clients:||Businesses , Individual Investors , Non-Profit Organizations|
|Investment Types:||Stocks , Annuities , Insurance , Exchange Traded Funds (ETFs) , Alternative Investments , Bonds , Mutual Funds|
|Qualifications & Memberships|
|Insurance and Annuity Licenses:||Life , Annuity , Variable Annuity , Long Term Care , Variable Life|
|Financial Organization Memberships:||National Association of Insurance and Financial Advisors (NAIFA) , Million Dollar Roundtable|
|Number of Advisors in Office:||Up to 10 employees|
|I work with clients as part of a team:||Yes|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
|Compensation & Fees|
|Fee Structure:||I am a fee-based financial professional|
|Minimum Portfolio Size for New Managed Accounts:||$50,000|
|Compensation Methods:||Commissions , Flat Fee , Based on Assets|
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