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Capitalguard Financial and Insurance Services

Capitalguard Financial and Insurance Services | Financial Advisor in Dallas ,TX
Lance Riddle, CFP®

Lance Riddle, CFP®
CERTIFIED FINANCIAL PLANNER™ Certificant, CRPS®




Address:
5420 LBJ Freeway
Suite 580
Dallas, TX 75240

Map it | Directions | Website


(972) 503-9900

23 Years of Experience

  • Firm CRD# 149602
  • Series 65
  • CRD# 2195144

Capitalguard Financial and Insurance Services is a full service Retirement Planning, Investment Advisory and Insurance firm. Our company was founded in 2001 to provide a better alternative to the traditional Wall Street firm, with the belief that expert advice can only be provided with complete objectivity and transparency.

Whether you want to grow and preserve your wealth, plan for the financial security of the next generation, leave a charitable legacy or manage your risk, Capitalguard Advisors possess the comprehensive expertise to help you reach your financial goals.


  • HighLights

HIGHLIGHTS


General Information
States Licensed in: TX
Number of Years with Current Firm: 12
Work Experience: Before founding Capitalguard in 2001, Lance was a Vice-President with Bear Stearns Private Client Services where he managed over $100 million in client assets. Prior to that experience, he was employed at Merrill Lynch, specializing in retirement planning and investment management. While at Merrill Lynch he earned membership into Merrill's prestigious Executive's Club and is regarded as a local expert in the financial risks and opportunities of retirement. Lance's credentials include the series 65 securities licenses as well as life and health insurance licenses. He is a graduate of the University of Oklahoma and the College for Financial Planning in Denver, Colorado.

Lance currently teaches a retirement planning course at Brookhaven College and is the host of a weekly radio show devoted to financial and retirement planning on Legends 770 KAAM.

Speaking of his mission, Lance says, "As an independent Certified Financial Planner™ professional, I create unbiased, customized investment solutions to help build, protect and transfer my clients' wealth. I am committed to helping my clients meet and exceed their life goals and will always act honestly, with integrity, and in the best interest of my clients."
I work with the following types of clients: Individual Investors, Non-Profit Organizations, Businesses
 

Services
Investment Types: Alternative Investments, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs)
 

Qualifications & Memberships
Insurance and Annuity Licenses: Disability, Accident, Long Term Care, Variable Annuity, Life, Health, Annuity
Financial Organization Memberships: Financial Planning Association (FPA)
 

Firm Information
Number of Advisors in Office: Up to 10 employees
 

Compliance
Registered Investment Advisor: Yes
Investment Advisor Representative: Yes
Compliance Disclosures in Last 5 years: I have a clean record
Criminal Disclosures in Last 5 years: I have a clean record
 

Compensation & Fees
Fee Structure: I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts: $100,000.00
Compensation Methods: Based on Assets
 

Articles

How to choose a financial advisor
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Younger generations of Americans have long looked up to their elders as paragons of good financial common sense. The "Greatest Generation" managed to get through the country's toughest economic conditions with a dogged attitude about saving and minimal spending. So it's surprising to find out that many seniors are facing high levels of credit card debt. more

Overwhelmed by debt? Know your options
If you find yourself in a financial hole you can't get out of, it's important to know you have options. Being in debt can cause people to continue to make payments that they can't afford or can barely afford without much hope of ever eliminating the debt. If you find yourself in this position, there are a few routes you can pursue to free yourself from overwhelming debt. more

Schedule a Free Initial Consultation

  • No obligation to hire
  • primarily to evaluate mutual fit.








Office Hours

Mon. 8:30 AM - 5:00 PM
Tue. 8:30 AM - 5:00 PM
Wed. 8:30 AM - 5:00 PM
Thu. 8:30 AM - 5:00 PM
Fri. 8:30 AM - 5:00 PM

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