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The following are some of the steps that WiserAdvisor takes to satisfy its legal
obligations and be in compliance with the relevant laws:
WiserAdvisor is compliant with Rule 206(4)-3 of the Investment Advisors Act of 1940. To comply with this rule, WiserAdvisor is registered
with the NASD and SEC as an Investment Advisor. Though we are not an investment advisor in the conventional sense of the term, WiserAdvisor can be considered to be a solicitor which is why we are registered with the NASD and SEC as an investment advisor (RIA).
To view our ADV form, please visit the following link on the SEC
website:
http://www.adviserinfo.sec.gov/IAPD/Content/Search/iapd_OrgSearch.aspx
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