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Kennedy Wealth and Tax Management | Financial Advisor in Southbury ,CT

One Pomperaug Office Park
Suite 307
Southbury, CT 06488

Specializing in Wealth and Tax Management


Kennedy & Company specializes by providing Wealth and Tax Management services to families with complex planning needs and significant assets, typically in excess of $500,000. We help our clients answer life's most important questions: Will you have enough money to live independently for the rest of your life? Do you understand how much retirement will cost and are you on track to meet your goals? How do you efficiently leave your money to your family and not to the government?Our office team has developed a unique process combining our expertise in Wealth and Tax Management; including quarterly meetings with each client to address your evolving needs.Offices located in Southbury, CT & Palm Beach Gardens, FL. * INDEPENDENCE - INTEGRITY - EXPERIENCE *

14 Years of Experience

  • CRD# 2891568
  • Firm CRD# 39543
  • Insurance License# 002250783
  • Series 6, 62, 63, 65

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Susan, a Retired School Teacher from New York

General Information
Firm Start Year:   1995
No.of Employees:   5-9
Insurance License#:   002250783
Name of Broker/Dealer:   Cambridge Investment Research, Inc.
Name of Custodial Firm:   National Financial Services
States Licensed in:   CO, CT, FL, MA, NC, NH, NJ, NY, PA, SC, WA
Number of Years with Current Firm:   8
I work with the following types of clients:   Early Retirees , Individual Investors , Businesses

Investment Types:   Mutual Funds , Bonds , Stocks , Annuities , Insurance , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)

Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Life , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   CSCPA , American Institute of Certified Public Accountants (AICPA)

Firm Information
Number of Advisors in Office:   Up to 10 employees
I work with clients as part of a team:   Yes
Firm's Number of Clients:   75
Firm's Number of Planning Clients:   75
Firm's Number of Managed Clients:   75
Advisor's Number of Clients:   65
Advisor's Number of Managed Clients:   65
Advisor's Number of Planning Clients:   65

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $1,000,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   .75 -1.5%
Hourly Rate:   $250


  • Do you have a customer satisfaction or refund policy? Satisfied clients are key to our success.
  • What are your qualifications? What is your education background? I have 20 years experience as a CPA, and 14 years experience in the investment industry.
  • What is your approach to financial planning? We ask simple questions to help our clients gain a clear understanding of what goals they would like to accomplish.
  • What services do you offer? Wealth and Tax Management services.
  • How many clients do you currently manage? 75
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Kevin A. Kennedy , Registered Representative. Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative, Cambridge Investment Research Advisors, Inc. a Registered Investment Advisor. Cambridge and Kennedy & Company, P.C., are not affiliated. Cambridge does not offer tax advice.

Kevin Kennedy, CPA

Kevin Kennedy, CPA


Communities Served

All states.
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