wiseradvisor

Jesse Scroggins, AAMS®
Southwestern Investment Advisory Services, Inc.

Tel: 205-730-0055
600 University Park Place, Suite 350
Birmingham, AL 35209
Southwestern Investment Advisory Services, Inc. | Financial Advisor in Birmingham ,AL

About Southwestern Investment Advisory Services, Inc.

Southwestern Investment Group operates as a family. Through our broker-dealer, Raymond James, we have the support of a large company, while offering you the intimate service of a small firm. We build our relationships through trust. Over time, we come together to serve you in your pursuit of financial independence and a plan for the future.


General Information

Firm Start Year:   2002
Gender:   Male
Name of Broker/Dealer:   Raymond James
Name of Custodial Firm:   Raymond James
Number of Years with Current Firm:   5


Services

I can meet clients in the following ways:   At my office, Via Phone, Our Offices, Video Conference, Via Email, At your office


Firm Information

Firm's Number of Clients:   12000
Firm's Number of Planning Clients:   10500
Assets Managed by Firm:   5.5B


Compliance

Registered Investment Advisor:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based



Disclaimer

© 2019 Southwestern Investment Group. Securities offered through Raymond James Financial Services, Inc., member FINRA / SIPCPrivacy Notice: Investment advisory services offered through Southwestern Investment Advisory Services, Inc., an independent registered investment adviser. Southwestern Investment Group or dba teams are not registered broker dealers and are independent of Raymond James Financial Services. Representatives may not registered to offer securities and advisory services in all states.

Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.

Certified Financial Planner Board of Standards, Inc., owns the certification marks above, which it awards to individuals who successfully complete initial and ongoing certification requirements.

Jesse Scroggins

Jesse Scroggins

AAMS®

I remember when as a young boy I first noticed a real estate sign in my
neighborhood. I hopped off my bike and grabbed one of the flyers. As I glanced
at the price ($300,000), I was perplexed that anyone would have that much
money. I turned toward home to ask my mom and dad that question.

Seeing my interest, my dad made an appointment for us to meet with our
financial advisor. I listened intently as my parents talked with him about money
and about our financial plan for the future. A desire to learn more about finances
began and I knew it was going to be a part of my future.

I grew up in Tuscaloosa, Alabama, am the youngest of five children and a
graduate from the University of Alabama. My father was a pastor and also a
licensed professional counselor. As I was growing up, he taught me the value of
strong relationships.

That is why, as a financial advisor, I consider that building a trust relationship with
my client is a top priority for me.

I have been working with individuals and families in Birmingham for about 11
years. I met my amazing wife Hannah at a Christian camp, JH Ranch, in 2009 and
we married in 2013. Hannah is a graduate from Auburn University Nursing School.
We enjoy fly fishing, hiking, gardening, running, cooking, and traveling. Even
though it looks different with children Levi (6), Teddy (4), and Eleanor (1), we still
love to go and make memories.

I am thankful to give you a little snippet of my life and I look forward to getting to
know you! I feel confident we are able serve clients well at Southwestern
Investment Group.

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 6:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 6:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 6:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 6:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 6:00 PM
wiseradvisor-balck-li-img Sat. 9:00 AM - 6:00 PM

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