Terry is the longest serving Certified Financial Planner™ (CFP®) in the Mobile, Alabama area, earning that designation in 1980. He founded Southern Capital Services, Inc. in 1982. In 1990 he gave up his brokerage licenses to become a fee-only adviser and he has specialized in portfolio management ever since.
When we take on a client we feel that his/her best interests must be placed above all else and that he/she should be given the personal attention and the highest standard of excellence in service that we can give. This commitment is extended to every client regardless of whether it is our largest or smallest account. We strive to provide our clients with the quality money management that we would seek for ourselves based upon integrity and competence as well as service.
|Firm Start Year:||1982|
|Name of Custodial Firm:||TD Ameritrade|
|States Licensed in:||AL, CA, FL, LA, TX, MS, GA|
|Number of Years with Current Firm:||34|
|Work with the following types of clients:||Individual Investors, Non-Profit Organizations, Businesses|
Compensation and Fees
|Minimum Portfolio Size for New Managed Accounts:||$100,000|
|Fee % Based on Assets:||1%|
How do you charge for your services?
Our fee is a percentage of assets under management.
What services do you provide? What are your specialties?
We specialize in portfolio management.
What is your experience? How many clients do you currently manage?
Of our three advisers, Terry has over 40 years of experience, Wendy has 30, and Eric has nearly 20. We currently manage over 300 clients.
What financial institution(s) do you represent?
We are an independent Registered Investment Advisory firm headquartered in Daphne, Alabama. Our custodian for client accounts is TD Ameritrade.
What is your approach to financial planning?
We do not believe that one size fits all as an investment approach and we take a team approach in that our clients have access to all our advisers
Registered Investment Advisor:
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
|Mon.||8:30 AM - 5:00 PM|
|Tue.||8:30 AM - 5:00 PM|
|Wed.||8:30 AM - 5:00 PM|
|Thu.||8:30 AM - 5:00 PM|
|Fri.||8:30 AM - 5:00 PM|
SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC.
13 Years of ExperienceView Profile