James Rosebrough
Strategic Financial Group

Tel: (480) 276-0805
633 E Ray Road
Suite 131
Gilbert, AZ 85296

"Manage Risk Returns Will Come"

Strategic Financial Group | Financial Advisor in Gilbert ,AZ

About Strategic Financial Group

Connect With an Expert Financial Advisor and Get Answers

The mission of our firm is to become the last financial decision any client has to make. We strive to provide consistent repeatable results in all cycles of the financial markets & economy. Our disciplined approach to risk management allows the flexibility to manage all assets in a strategic manner.

FIRST MEETING: Take a financial snapshot
Create a financial plan
Act on the financial plan
Set next appointment

FIRST MEETING, No cost, No obligation.


General Information

Firm Start Year:   2010
No.of Employees:   2-4
Insurance License#:   932964
Name of Custodial Firm:   Charles Schwab
States Licensed in:   AZ
Number of Years with Current Firm:   1
Work Experience:   Experience: 12 years in the insurance industry 11 years as a financial advisor Managed multiple branches for banks Managed over 40 million in assets 2 years experience with Edward Jones Investments 4 years experience with Liberty Investments 2 years experience with National City Investments 1 year experience with Credit Union Financial Network.
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations , Investment Clubs


Services

Investment Types:   Bonds , Mutual Funds , FOREX & Currency , Options & Futures , Stocks , Annuities , Insurance , Commodities , Mortgages & Real Estate , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , Via phone , At your home , At your office , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability , Property , Casualty , Accident , Annuity , Health , Life , HMO , Variable Annuity , Long Term Care , Variable Life
Non-Financial Organization Memberships:   www.arizonabusinessnetworking.com


Firm Information

Firm's Number of Clients:   50
Firm's Number of Planning Clients:   50
Firm's Number of Managed Clients:   50


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a Fee-Based financial professional
Minimum Portfolio Size for New Managed Accounts:   $25,000
Compensation Methods:   Flat Fee , Based on Assets , Subscriptions , Hourly


Board Positions

Organization:  The Islands HOA  Gilbert,
Position :  Director
Duration :  May 2014-Currently holding


Education

Masters Degree Financial Services - Finance  Institute Of Business and Finance
June 1994-September 2013



Faqs

  • Do you have a customer satisfaction or refund policy? Our Firm Offers A No Cost, NO Obligation First Appointment.
  • What are your qualifications? What is your education background? MSFS-Masters Degree In Financial Services. Multiple years of managing investment accounts.
  • What is your approach to financial planning? Creating and Protecting Wealth. "Manage Risk Returns Will Come"
  • What services do you offer? W ills &Trusts E xpense reduction A sset management L iability protection T ax services H ome ownership
  • How many clients do you currently manage? About 50 households
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James Rosebrough

James Rosebrough

CTS, CIS, MSFS, CFS, CAS


EXPERIENCE
-14 years in the insurance industry
-13 years as a financial advisor
-Managed multiple branches for banks
-Managed over 40 million in assets
-2 years? experience with Edward Jones investments
-4 years? experience with liberty Investment services
-2 years? experience with National City Investments
-1 year experience with Credit Union Financial Network
-4 years experience with LPL Financial
-2 Years experience with RIA firm in Scottsdale, AZ
-Owner/Manager of RIA firm in Gilbert AZ.

REGISTRATIONS & LICENSES
-Series 7 (General Securities Representative)
-Series 63 (Uniform Securities Agent State Law)
-Series 65 (Uniform Investment Adviser)
-Series 24 (General Securities Principal Exam)
-Arizona Life and Health Insurance Licensed
-Arizona Property and Casualty Licensed
-CFS-Certified Fund Specialist designation
-CAS-Certified Annuity Specialist designation
-CES-Certified Estate and Trust Specialist designation
-CTS-Certified Tax Specialist
-CIS-Certified Income Specialist
-MSFS-Master?s degree in Financial Services
-Arizona Real-Estate Licensee

My Services


Financial Advice & Consulting

Free basic financial plan for anyone interested. Always free, as my way of giving back to the community.


Financial Planning for Individuals

Client will also gain access to other planning tools like, business planning, tax planning and retirement income planning.

Communities Served

Apache Junction Chandler
Fountain Hills Gilbert
Higley Laveen
Mesa Paradise Valley
Phoenix Queen Creek
Sacaton Scottsdale
Tempe

Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 5:30 PM