wiseradvisor

James A Rosebrough Jr, CIS
Strategic Financial Group

Tel: 480-276-0805
2028 E Gondola Lane
Gilbert, AZ 85234

"Manage Risk Returns Will Come"

Strategic Financial Group | Financial Advisor in Gilbert ,AZ

About Strategic Financial Group

The mission of our firm is to become the last financial decision any client has to make. We strive to provide consistent repeatable results in all cycles of the financial markets & economy. Our disciplined approach to risk management allows the flexibility to manage all assets in a strategic manner.

FIRST MEETING: Take a financial snapshot
Create a financial plan
Act on the financial plan
Set next appointment

FIRST MEETING, No cost, No obligation.


General Information

Firm Start Year:   2010
No.of Employees:   2-4
Gender:   Male
Insurance License#:   932964
Name of Custodial Firm:   Charles Schwab
States Licensed in:   AZ
Number of Years with Current Firm:   12
Work Experience:   Experience: 23 years in the insurance industry 21 years as a financial advisor Managed multiple branches for banks Managed over 40 million in assets 2 years experience with Edward Jones Investments 4 years experience with Liberty Investments 2 years experience with National City Investments 1 year experience with Credit Union Financial Network. Last 11 years Managing my own Fiduciary RIA Frim. *Strategic Financial Group*
I work with the following types of clients:   Investment Clubs, Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided:   Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Money Management


Services

Investment Types:   Stocks, Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via Phone, Our Offices, At your home, At my office, Video Conference, Via Email, At your office


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Property, Casualty, Accident, Annuity, Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life
Non-Financial Organization Memberships:   www.arizonabusinessnetworking.com


Firm Information

Firm's Number of Clients:   50
Firm's Number of Planning Clients:   50
Firm's Number of Managed Clients:   50
Assets Managed by Advisor:   $28,000,000


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $25,000
Compensation Methods:   Flat Fee, Hourly, Based on Assets


Education

Masters Degree Financial Services - Finance  Institute Of Business and Finance
June 1994-September 2013



Faqs

  • Do you have a customer satisfaction or refund policy? Our Firm Offers A No Cost, NO Obligation First Appointment.
  • Why should I choose you as my financial advisor? MSFS-Masters Degree In Financial Services. Multiple years of managing investment accounts.
  • What are your qualifications? What is your education background? Creating and Protecting Wealth. "Manage Risk Returns Will Come"
  • How do you charge for your services? W ills &Trusts E xpense reduction A sset management L iability protection T ax services H ome ownership
  • How are you compensated? How will I pay for your services? About 50 households
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James A Rosebrough Jr

James A Rosebrough Jr

CIS

EXPERIENCE
-23 years in the insurance industry
-21 years as a financial advisor
-Managed multiple branches for banks
-Managed over 40 million in assets
-2 years? experience with Edward Jones investments
-4 years? experience with liberty Investment services
-2 years? experience with National City Investments
-1 year experience with Credit Union Financial Network
-4 years experience with LPL Financial
-2 Years experience with RIA firm in Scottsdale, AZ
-Owner/Manager of RIA firm in Gilbert AZ.

REGISTRATIONS & LICENSES
-Series 63 (Uniform Securities Agent State Law)
-Series 65 (Uniform Investment Adviser)
-Arizona Life and Health Insurance Licensed
-Arizona Property and Casualty Licensed
-Arizona Real-Estate Licensed
-CFS-Certified Fund Specialist designation
-CAS-Certified Annuity Specialist designation
-CES-Certified Estate and Trust Specialist designation
-CTS-Certified Tax Specialist
-CIS-Certified Income Specialist
-MSFS-Master?s degree in Financial Services

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My Services

Financial Advice & Consulting

Free basic financial plan for anyone interested. Always free, as my way of giving back to the community. I love helping people save interest cost and realize their financial goals sooner than they expected.


Financial Planning for Individuals

Client will also gain access to other planning tools like, business planning, tax planning and retirement income planning.


Portfolio Management

Balancing Risk and opportunity takes years of experience. Over the years we have engineered some nice technical and fundamental indicators to help us identify opportunities.


Office Hours

wiseradvisor-balck-li-img Mon. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Tue. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Wed. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Thu. 8:30 AM - 5:30 PM
wiseradvisor-balck-li-img Fri. 8:30 AM - 5:30 PM

Communities Served

Apache Junction Chandler
Fountain Hills Gilbert
Higley Laveen
Mesa Paradise Valley
Phoenix Queen Creek
Sacaton Scottsdale
Tempe