Vetted Advisor's Table

Diron Tappin
TCP Asset Management

Tel: 480-824-8444
11130 N. Tatum Blvd
Suite I-101
Phoenix, AZ 85028
TCP Asset Management | Financial Advisor in Phoenix ,AZ

Reduce Worry | Increase Freedom | Rest Easy

About Diron Tappin

Diron Tappin is a Wealth Manager at TCP Asset Management. Diron joined TCP to fulfill his vision of providing comprehensive, independent, transparent financial advice to family, friends, other financial professionals, and business owners. Diron has been in the financial services industry for over 20 years and has held a variety of positions in on Wall Street that give him a keen eye for combining clients needs with modern asset management concepts. He utilizes the process that has been developed at TCP to provide clients with a dynamic and adaptable plan to work towards the goals of financial independence, retirement, risk management, estate planning and hopefully peace of mind. Diron has a bachelor's degree from The University of Northern Colorado. He was born in New York, raised in Hawaii, he has lived in Scottsdale, Arizona since 2004 with his wife, Stacey, and son Cole. When he is not at work you will find Diron coaching football locally with the Scottsdale Outlaws youth program or at Desert Mountain High School, Go Wolves!

About TCP Asset Management

We are a group of financial professionals committed to partnering with you throughout your financial life. As a full-service independent firm, we provide honest, fiduciary financial advice to a dynamic group of successful individuals and their families.

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General Information

Firm Start Year:   2017
No. of Employees:   20-49
Name of Broker/Dealer:   United Planners
Name of Custodial Firm:   TD Ameritrade
Number of Years with Current Firm:   1
Work Experience:   Diron Tappin began his career on Wall Street with Morgan Stanley in 2001. Over the last 20 years Diron has had deep experience in the financial services business holding key roles in research, trading, hedge fund formation, Exchange Traded Funds (ETFs), advisor compliance & administration. This has given him an inside look at the industry working with countless advisors and asset managers over the years.
Work with the following types of clients:   Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided:   Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals


Investment Types:   Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Bonds
Can meet clients in the following ways:   Your Home, Our Office, Video Conference, Your Office

Firm Information

Firm's Number of Clients:   1200
Firm's Number of Planning Clients:   1000
Firm's Number of Managed Clients:   1000
Assets Managed by Firm:   $500,000,000
Advisor's Number of Clients:   1200
Advisor's Number of Managed Clients:   1100
Advisor's Number of Planning Clients:   1000
Assets Managed by Advisor:   $500,000,000

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts:   $500,000
Compensation Methods:   Flat Fee, Hourly, Based on Assets

Board Positions

Organization :   Scottsdale Football & Cheer, Scottsdale, AZ
Position :   Treasurer, Secretary
Duration :   10/01/2013-Present


Bachelor   University of Northern Colorado  - Greeley, CO

Financial Services

Financial Planning for Businesses

Who and What Brings You Meaning? These questions are at the core of our process. As you move through your life and career, our goal is to continually identify ways for your finances to support your values. Our solutions are intended to help you create more meaningful experiences for yourself and those you love.

Portfolio Management

Professional Investment Management As part of your financial plan, we'll integrate a customized portfolio that meets your long-term vision. By understanding your goals, needs and risk tolerance, we'll find the appropriate investment vehicles that resonate with you, your values and objectives.

Retirement Planning

Comprehensive Financial Planning Together, we create and maintain a living, breathing financial plan aligned with your values and who you are. As your life changes and circumstances shift, we'll adjust your plan to continually reflect your needs - and guide you towards financial independence.

401K Rollovers

We aggregate your retirement plans from previous employers to be congruent with your financial plan.

Wealth Management

We employ a proprietary system to fine the best risk adjusted returns for our clients.


Why should I choose you as my financial advisor?

We are a fully independent financial services firm that works tirelessly on behalf of our clients.

How are you compensated? How will I pay for your services?

We charge fees based on a percentage of assets or hard dollar amounts based on time or services. Some products like insurance (if needed) carry a commission.

If you are going to manage my account, will you obtain my permission every time you buy or sell something?

We operate as a discretionary money manager.

Will you be the only person working with me?

I will be your lead advisor, you will be supported by my team and colleagues.

What is your approach to financial planning?

Planning is the cornerstone of success.



WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest.


Additional Detailed Disclosures



Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently securities registered. Investments products and services available only to residents of AL, AZ, AR, CA, CO, FL, GA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MS, MT, NC, NE, NV, NH, NM, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY. Investment Advisory services are available only to residents that reside in the states of AL, AZ, CA, CO, FL, GA, IL, IN, KY, MI, MN, NC, OH, PA, SC, TN, TX, WV, WY. A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. Registered Representatives offer Securities through United Planners' Financial Services of America Member FINRA/SIPC. Advisory services offered through TCP Asset Management, LLC., TCP Asset Management, LLC, and United Planners are not affiliated. We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.


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Acknowledged fiduciary:


Compliance Disclosures in Last 5 years:

Have a clean record

Criminal Disclosures in Last 5 years:

Have a clean record

Office Hours

Mon. 8:00 AM - 5:00 PM
Tue. 8:00 AM - 5:00 PM
Wed. 8:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM

Compensation Arrangements

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