Scott Galbraith

Tel: (928) 499-0720
5285 W. Vengeance Tr.
Prescott, AZ 86305

"Where Service Reigns"

Crown Capital Securities L.P. | Financial Advisor in Prescott ,AZ

About Crown Capital Securities L.P.

Scott Galbraith is committed to assisting his clients with their entire financial needs. Scott and his team of experienced professionals are prepared to help you implement a plan that is right for you.

Scott Galbraith is an independent full-service financial firm committed to helping people pursue their financial goals. Scott offers a wide range of financial products and services to individuals, families and business owners. By providing sound financial information Scott believes you will be better equipped to identify your goals and make sound decisions.

35 Years of Experience


  • CRD# 1014871
  • Insurance License# 0c04798
  • Series 6, 7, 24, 55, 63, 65

General Information
Firm Start Year:   1976
No.of Employees:   5-9
Insurance License#:   0c04798
Name of Broker/Dealer:   Crown Capital Securities,LP
Name of Custodial Firm:   Pershing, LLC
States Licensed in:   CA, OR, WA, NV, AZ
Number of Years with Current Firm:   35
I work with the following types of clients:   Businesses , Individual Investors , Non-Profit Organizations , Investment Clubs


Services
Investment Types:   Commodities , Mutual Funds , Bonds , Stocks , Annuities , Insurance , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , At my office , Via phone


Qualifications & Memberships
Insurance and Annuity Licenses:   Health , Long Term Care , Variable Annuity , Life , Disability , Annuity , Variable Life
Financial Organization Memberships:   National Association of Insurance and Financial Advisors (NAIFA) , Million Dollar Roundtable , Society of Financial Services Professionals
Non-Financial Organization Memberships:   Rotary, Delta Tau Delta Fraternity, Oregon State Alumni Assn


Firm Information
Firm's Number of Clients:   1275
Firm's Number of Planning Clients:   485
Firm's Number of Managed Clients:   290
Assets Managed by Firm:   75,000,000


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   100,000
Compensation Methods:   Based on Assets


Board Positions
Organization:  National Group  Montpelier, Vt
Position :  General Agents Advisory Board

Education
B.S. - Business  Oregon State University - Corvallis, Or
September 1972-January 1976



FAQs

  • Do you have a customer satisfaction or refund policy? YES
  • What are your qualifications? What is your education background? B.S. Degree from Oregon State University, Marketing and Investments
  • What is your approach to financial planning? Solving retirement income problems, transferring wealth to the next generation,
  • What services do you offer? Wealth and Trust Management services, creating financial plans for the individual, pro-active money managment services
  • How many clients do you currently manage? 485
see more

DISCLOSURE

Securities offered through Crown Capital Securities, LP - member FINRA/SIPC

Scott Galbraith

Scott Galbraith

Biography


Scott Galbraith is committed to assisting his clients with their entire financial needs. Scott and his team of experienced professionals are prepared to help you implement a plan that is right for you.

Scott Galbraith is an independent full-service financial firm committed to helping people pursue their financial goals. Scott offers a wide range of financial products and services to individuals, families and business owners. By providing sound financial information Scott believes you will be better equipped to identify your goals and make sound decisions.

Please call Scott Galbraith if you have any questions about his firm or the range of financial products and services provided.

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM

Awards & Recognitions


Agency Builder
(04/01/2005)

Top 10 Agency Award for Growth and Retention