wiseradvisor

Jason Smith, CFP®
Berthel Fisher Financial Services, Inc. and BFC Planning Inc

Tel: 623-203-7003
64 E Broadway Rd., Ste. 200
Tempe, AZ 85282

About Berthel Fisher Financial Services, Inc. and BFC Planning Inc


General Information

Gender:   Male
Insurance License#:   1003084
States Licensed in:   AZ, TX, WA, CO, FL, CA, KS, SC, VA
Number of Years with Current Firm:   1
Work Experience:   Many of my clients are educators or from the healthcare sector. My goal and focus is to serve them with timely information and do my best to make clients feel their accounts are in good hands. Ideally, we want to limit risk and take advantage of bargains and good opportunities in the marketplace. As a independent Certified Financial Planner®, I do not have quotas to meet or proprietary products to sell.
I work with the following types of clients:   Businesses, Individual Investors
Advisory Services Provided:   Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Money Management


Services

Investment Types:   Stocks, Mutual Funds, Bonds, Exchange Traded Funds (ETFs)
I can meet clients in the following ways:   Via Phone, Via Email, At your home, At my office, At your office, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability, Property, Casualty, Annuity, Variable Life, Life, Variable Annuity, Long Term Care, Health


Firm Information

Advisor's Number of Clients:   150
Advisor's Number of Managed Clients:   70
Advisor's Number of Planning Clients:   150
Assets Managed by Advisor:   Upon Request


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   $20000
Compensation Methods:   Based on Assets, Commissions
Fee % Based on Assets:   0.65%
Additional Details on Charges:   My fee is 0.5%. The platform fee is 0.15%. The total is 0.65% per year and is charged on a quarterly basis. Assets are held at Fidelity or Schwab.
Minimum Fee Charged for Managed Accounts:   0.65% (0.5% +0.15%)


Education

M.S. - Finance  Indiana University - Bloomfield, IN
01/01/2013-05/31/2016

M.A. - Theology  Fuller Theological Seminary - Pasadena, CA
01/01/2006-05/31/2009

B.A. - Economics  University of Michigan - Ann Arbor
09/01/1992-06/30/1994


Jason Smith

Jason Smith

CFP®

University of Michigan, B.A. in Economics 1994;

Indiana University, M.S. in Finance, 2016;

Boston College, Certificate in Financial Planning 2008;

Fuller Theological Seminary, M.A. in Theology, 2009

My Services

Financial Planning for Individuals

Verify an individual's CFP® certification and background at the CFP Board website: http://www.cfp.net/verify-a-cfp-professional


Financial Advice & Consulting

Registered Representative of and securities offered through Berthel Fisher & Company Financial Services, Inc. (BFCFS). Member FINRA/SIPC. Investment Advisory services offered through BFC Planning, Inc. BFCFS and BFC Planning, Inc. are independent entities.

News & Events

Five Star Professional Award Winner
When: 06/30/2020
Details:As reported in Phoenix Magazine, Jason received an award from Five Star Professional in 2020. It is the sixth time. Please see the link for details. https://spotlight.fivestarprofessional.com/ereprints/278922 ...more


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