wiseradvisor

Tom Mosley
AE Wealth Management, LLC

Tel: (714) 421-4288
2401 E Katella Ave Suite 270 Anaheim, CA 92806
14726 Ramona Avenue Suite 108 Chino, CA
Anaheim, CA 92806

About AE Wealth Management, LLC

At Mosley Insurance and Financial Services, our sole focus is YOU.

Serving retirees and pre-retirees in Southern California, Mosley Financial Services has experience in retirement income planning and helping clients understand Medicare options and eligibility.
Our firm offers the following financial products and services: retirement income strategies, wealth accumulation strategies, asset protection, annuities, life insurance, tax reduction strategies, long-term care planning, and IRA and 401(k) rollovers.


General Information

Insurance License#:   CA 0B61811
States Licensed in:   CA, TX, MI, TN
Number of Years with Current Firm:   25
I work with the following types of clients:   Non-Profit Organizations, Individual Investors, Businesses


Services

Investment Types:   Annuities, Mutual Funds, Bonds, Stocks, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone, At my office, Video Conference


Qualifications & Memberships

Insurance and Annuity Licenses:   Variable Annuity, HMO, Life, Annuity, Disability, Long Term Care, Variable Life


Firm Information

Advisor's Number of Clients:   300
Advisor's Number of Managed Clients:   300
Advisor's Number of Planning Clients:   260
Assets Managed by Advisor:   $115,000,000


Compliance

Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Compensation Methods:   Based on Assets, Commissions
Fee % Based on Assets:   Varies
Additional Details on Charges:   Fees and commissions based on the client's needs in putting together a plan they understand and want
Minimum Fee Charged for Managed Accounts:   N/A


Education

ThM - Theology  Dallas Theological Seminary - Dallas, TX
9/1986-5/1990

MBA - Finance  Pepperdine University - Malibu, CA
01/1995-12/1998


Tom Mosley

Tom Mosley

Tom Mosley founded Mosley Financial Services in 1995. The firm has now changed names to EASE Into Retirement. Tom has passed the Series 65 exam and is an Investment Adviser Representative and is a licensed insurance agent in California (CA license #0B61811). Tom has an MBA from Pepperdine University, where he majored in finance, as well as a Master of Theology degree from Dallas Theological Seminary.

Tom and his wife, Suzan, live in Placentia, California. They have five children (Amanda, Andrea, Rachael, Travis and Mackenzie) and two puppies. Tom often serves on the Leadership Board at his church and is a football fan, especially of the Tigers at Valencia High School in Placentia.

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My Services

Financial Advice & Consulting

Our purpose as a firm is to make sure our clients never run out of increasing income as long as they live.


Portfolio Management

Actively managed portfolios managed by Tom Mosley himself based on a client's risk tolerance and capacity


Retirement Planning

Our purpose as a firm is to make sure our clients never run out of increasing income as long as they live.


Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM

Communities Served

Orange County Los Angeles County Riverside County San Bernardino County