Success for the long run requires the prudent combination of timely, appropriate wealth management strategies with a personal advisory relationship that stands the test of time.
Wealth Advisors represents a new generation of financial services, offering complete integration of services for high-net-worth individuals through a single access point.
General Information |
| Firm Start Year: | 1990 | |
| No.of Employees: | 2-4 | |
| Name of Broker/Dealer: | Commonwealth Financial Network |
| States Licensed in: | AZ, AR, CA, CO, IN, NJ,HI,NV,GA |
| Number of Years with Current Firm: | 2 |
| I work with the following types of clients: | Individual Investors |
Services |
| Investment Types: | Exchange Traded Funds (ETFs) , Insurance , Options & Futures , Annuities , Stocks , Bonds |
| I can meet clients in the following ways: | At my office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Disability , Annuity , Variable Life , Long Term Care , Variable Annuity , Life , Health |
| Financial Organization Memberships: | North Coastal Estate Planning Council , Financial Planning Association (FPA) |
Firm Information |
| Advisor's Number of Clients: | 70 |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | I am a commission only financial professional |
| Minimum Portfolio Size for New Managed Accounts: | 250000 |
| Compensation Methods: | Hourly , Flat Fee , Commissions , Based on Assets |
| Fee % Based on Assets: | 1% |
| Hourly Rate: | 350 |
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |