Rodd Miller, CFP®
Miller Wealth Management
Suite 112
Carlsbad, CA 92008
San Diego Family CFO
About Miller Wealth Management
Miller Wealth Management is an independent wealth management
firm dedicated to helping our clients strategize and pursue
important milestones throughout their financial lives.
Ongoing, open communication with our clients is the
cornerstone of our business. Let's talk! We serve: Individuals and Families, Small and Mid-Sized Business and their employees.
We offer - Wealth Management, Retirement Planning, Investment Management, Financial Positioning, Insurance Planning, Risk Planning, 401K and other Business Retirement Strategies.
Our Mission-
Very simple - Financial growth for you, your family or
business. We build lasting relationships based on trust by
delivering customized financial guidance and unmatched
personal service. Ultimately, our goal is to be viewed by our
clients as their family CFO or a trusted advisor to their
business - an experienced professional to assist them
executing their financial plan. We see ourselves as an
extension of the family unit.
Our Investment Philosophy -
Invest according to the client's goals, understand the job of
each investment, use diversification to manage risk and adjust
the portfolio when appropriate.
All investing involves risk, including loss of principal. No
strategy assures success or protects against loss. There is
no guarantee that a diversified portfolio will enhance overall
returns or outperform a non-diversified portfolio.
Diversification does not protect against market risk.
General Information |
| Firm Start Year: | 2011 | |
| No.of Employees: | 2-4 | |
| Insurance License#: | CA #0G90505 |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | LPL Financial |
| States Licensed in: | AL, AZ, CA, IN, MT, TX, WY |
| Number of Years with Current Firm: | 7 |
Services |
| Investment Types: | Mutual Funds , Stocks , Bonds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs) , Annuities |
| I can meet clients in the following ways: | Via phone , At your office , At my office , Via email |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Annuity , Life , Long Term Care , Variable Annuity , Variable Life , Health |
Firm Information |
| Firm's Number of Clients: | 80 |
| Firm's Number of Planning Clients: | 80 |
| Firm's Number of Managed Clients: | 80 |
| Assets Managed by Firm: | $50,000,000 |
| Assets Managed by Advisor: | $50,000,000 |
Compensation and Fees |
| Fee Structure: | I am a Fee-Based financial professional |
| Minimum Portfolio Size for New Managed Accounts: | $100,000 |
| Compensation Methods: | Based on Assets , Commissions , Flat Fee |
Education
| Bachelor of Business Administration - Finance and Real Estate |
University of San Diego - San Diego, CA
August 1997- May 2001 |
Faqs
- What are your qualifications? What is your education background? I am a CERTIFIED FINANCIAL PLANNER ™ (CFP®) professional. The CFP® mark is earned by those who have met rigorous experience, education, and ethical requirements, and have passed the comprehensive CFP® Certification Examination. Investment management and financial planning experience since 2009 with added experience in the real estate industry. I graduated from University of San Diego with a BBA with an emphasis in finance and real estate.
- What is your approach to financial planning? Financial planning typically takes a backseat to daily life, but making smart, small decisions everyday can go a long way to making your financial dreams a reality. I am driven to listen to your financial goals and work on your behalf, so you are freed up to enjoy what matters most.
- Will you be the only person working with me? Yes, I will be your dedicated financial advisor. My team provides administrative and back office support.
- How are you compensated? How will I pay for your services? We are primarily a fee-based firm. However, we do offer independent financial planning services, commission-based and hourly consultation.
- Do you provide a free initial consultation? Yes. I look forward to meeting you. Let's talk!
Disclosures
www.sipc.org
Disclaimer
Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Golden State Wealth Management, a Registered Investment Advisor. Golden State Wealth Management and Miller Wealth Management are separate entities from LPL Financial.
Rodd Miller, CFP®
CERTIFIED FINANCIAL PLANNER™ Certificant
Rodd R. Miller is a family CFO and CFP®, CERTIFIED FINANCIAL PLANNER™ professional. He understands juggling family, business and money management.
In 2011, he founded Miller Wealth Management to help families and businesses manage their investment and retirement strategies.
Where We Serve -
San Diego, California communities: Carlsbad, Encinitas, Oceanside, Vista, Escondido, San Marcos, Poway, Ramona, Rancho Sante Fe, Fallbrook, La Jolla, Del Mar, Solana Beach and communities in and around San Diego. Southern Orange County and Riverside communities: San Clemente, San Juan Capistrano, Temecula and surrounding communities. California, Arizona, Texas, Indiana, Wyoming, Montana and Alabama.
Registrations and Certifications -
Rodd an LPL Registered Principal and a CERTIFIED FINANCIAL PLANNER™ (CFP®) professional. The CFP® mark is earned by those who have met rigorous experience, education, and ethical requirements, and have passed the comprehensive CFP® Certification Examination.
Rodd holds the FINRA Series 7, 66, and 24 securities registrations with LPL Financial and state insurance licenses in California, Arizona, and Texas.
Rodd's previous experience includes retirement and income planning at First Allied Securities. His corporate finance experience involved private equity transactions, mergers & acquisitions, investment banking, and real estate development.
California Insurance Lic#: 0G90505.
Background: University of San Diego, BBA with an emphasis in finance and real estate, a magna cum laude graduate. Rodd lives with his wife Mary and three children. He actively supports and coaches youth sports and enjoys the occasional round of golf.
My Team
Dee Ann Gee
Communities Served
| Carlsbad | Del Mar |
| Encinitas | Escondido |
| Fallbrook | La Jolla |
| Oceanside | Poway |
| Rancho Santa Fe | San Clemente |
| San Diego | San Marcos |
| Solana Beach | Temecula |
| Valley Center | Vista |
| Ramona | |
Office Hours
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Mon. | 9:00 AM - 5:00 PM |
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Tue. | 9:00 AM - 5:00 PM |
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Wed. | 9:00 AM - 5:00 PM |
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Thu. | 9:00 AM - 5:00 PM |
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Fri. | 9:00 AM - 5:00 PM |
Social Networks
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