As Registered Investment Advisors, its our fiduciary duty to always act in your best interest. If you have a question in your life that involves investing or financial planning, we can help. Our low-cost, common-sense approach is based only on your needs and our in-depth research; free from the bias of proprietary products and the conflict of investment commissions.
|Firm Start Year:||2016|
|Name of Custodial Firm:||Fidelity Investments|
|States Licensed in:||Ca, TX, OR, CO|
|Number of Years with Current Firm:||5|
|I work with the following types of clients:||Non-Profit Organizations, Businesses, Individual Investors|
|Foreign Languages Serviced:||English, Spanish|
|Advisory Services Provided:||Financial Planning for Businesses, Investment Advice & Management, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning, Financial Planning for Individuals|
|Investment Types:||Stocks, Mutual Funds, Bonds, Options & Futures, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Video Conference, Via Email, Via Phone, At my office|
|Firm's Number of Clients:||500|
|Assets Managed by Firm:||450000|
|Advisor's Number of Clients:||500|
|Assets Managed by Advisor:||450,000,000|
|Registered Investment Advisor:||Yes|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Fee Structure:||Fee Only|
|Minimum Portfolio Size for New Managed Accounts:||50000|
|Compensation Methods:||Based on Assets, Hourly, Flat Fee|
|Fee % Based on Assets:||0.75%|
|Minimum Fee Charged for Hourly Planning Accounts:||$500|
|Organization:||Youth For Change Chico, CA|
|Duration :||06/01/2016-Currently holding|
|Organization:||Chico Childrens Museum Chico, CA|
|Position :||Board Member|
|Duration :||01/01/2021-Currently holding|
|Bachelor of Science, Finance - Finance||
Azusa Pacific - Los Angeles, CA
Sweeney & Michel, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Sweeney & Michel, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Sweeney & Michel, LLC unless a client service agreement is in place.
Joe is a founding partner at Sweeney & Michel, LLC and has been with the team since 2010, (when they were with an independent broker dealer firm). He graduated from the Azusa Pacific University finance program in Los Angeles in 2008 and earned his CERTIFIED FINANCIAL PLANNER" designation in 2013.
The Sweeney & Michel Firm's goal is to give people an opportunity to have all their financial concerns heard and thoughtfully addressed through low-cost investing and common-sense financial planning.
Outside of business hours, he enjoys spending time with his family, traveling, running, biking, playing basketball & softball.
He currently volunteers as the President of the Board at Youth For Change, a local non-profit organization. He is also on the Chico Childrens Museum board and the Co-Chair for the annual Enloe Golf Tournament.
|Mon.||8:00 AM - 4:00 PM|
|Tue.||8:00 AM - 4:00 PM|
|Wed.||8:00 AM - 4:00 PM|
|Thu.||8:00 AM - 4:00 PM|
|Fri.||8:00 AM - 2:00 PM|