Multi Financial - StockYard Financial | Financial Advisor in Grand Terrace ,CA

23074 Siskin Ct.
Grand Terrace, CA 92313

Take Stock in your Future!


About

StockYard Financial was established in 1996 and covers all of Southern California. I pride myself in NOT following the typical ?Asset Allocation? investment model which "buys & holds? a client investments in 6 to 10 different asset categories by age or risk tolerance and then re-balances yearly. This "Passive" model can limit downside risk on a portion of your assets when the market declines but can also limit upside growth potential on the remaining balance of your assets when the market goes up. My ?Active? model helps by actively moving 100% of client investments from stocks to bonds during market declines and then from bonds back to stocks when the market has hit bottom and poised for a rebound. My model limits downside risk on 100% of your assets while providing upside growth potential on 100% of your assets! And with this moving of assets back and forth there are typically no added commissions or fee's which helps a client?s net worth accumulate faster than normal. Maximizing gains while minimizing losses is the key!

15 Years of Experience


  • CRD# 2821300
  • Insurance License# 0C01888
  • Series 4, 6, 7, 24, 63, 65

General Information
Firm Start Year:   1996
No.of Employees:   2-4
Insurance License#:   0C01888
Name of Broker/Dealer:   MultiFinancial Securities Corporation
Name of Custodial Firm:   Pershing LLC
States Licensed in:   CA, NV, AZ, WA, IA
Number of Years with Current Firm:   10
I work with the following types of clients:   Individual Investors , Businesses , Non-Profit Organizations


Services
Investment Types:   Exchange Traded Funds (ETFs) , Mutual Funds , Options & Futures , Bonds , Stocks , Annuities , Insurance
I can meet clients in the following ways:   At your home , At my office , Via phone , At your office , Via email


Qualifications & Memberships
Insurance and Annuity Licenses:   Annuity , Variable Life , Variable Annuity , Life
Firm Information
Firm's Number of Clients:   250


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $10000
Compensation Methods:   Flat Fee , Based on Assets , Commissions



FAQs

  • Do you have a customer satisfaction or refund policy? We only charge on the performance we provide. If you are not happy with your investment performance, please let's discuss ways that we can improve it!
  • What is your approach to financial planning? To break out of the old stodgy thought patterns that are designed to impress with speech and rather to impress with the desire to deliver better gains.
  • What services do you offer? Mostly Stocks, Bonds, ETF's, Mutual Funds, Stock Options.
  • How many clients do you currently manage? Approx 250
  • Will you be the only person working with me? Yes
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Dan Curtis

Dan Curtis

CMT, None

Office Hours

Mon. 6:30 AM - 5:00 PM
Tue. 6:30 AM - 5:00 PM
Wed. 6:30 AM - 5:00 PM
Thu. 6:30 AM - 5:00 PM
Fri. 6:30 AM - 5:00 PM