James Peters, ChFC®
Centaurus Financial

General Information

Firm Start Year:		1992
No.of Employees:		2-4
Insurance License#:		0B05626

Name of Broker/Dealer:

Centaurus Financial, Inc.

Name of Custodial Firm:

Pershing

States Licensed in:

CA, ID, GA, AZ, WA

Number of Years with Current Firm:

1

Work Experience:

Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

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Services

Investment Types:

Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Commodities, Bonds, FOREX & Currency, Mutual Funds, Mortgages & Real Estate, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways:

Via Email, Via Phone, At my office, At your home, At your office

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Qualifications & Memberships

Insurance and Annuity Licenses:

Disability, Accident, Annuity, Health, HMO, Variable Annuity, Long Term Care, Variable Life

Financial Organization Memberships:

Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals

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Firm Information

Advisor's Number of Clients:

200

Advisor's Number of Managed Clients:

50

Advisor's Number of Planning Clients:

100

Assets Managed by Advisor:

20,000,000

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Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

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Compensation and Fees

Fee Structure:

Fee-Based

Minimum Portfolio Size for New Managed Accounts:

25,000

Compensation Methods:

Based on Assets, Hourly, Flat Fee

Fee % Based on Assets:

1

Hourly Rate:

100

Flat Fee Rate:

1200

Minimum Fee Charged for Managed Accounts:

1

Minimum Fee Charged for Hourly Planning Accounts:

100

Minimum Fee Charged for Flat Fee Accounts:

1200

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