We help our clients accomplish their financial goals.
We customize our clients investments and financial plans to to help them meet their individual needs.
The real benefit of using our firm is that our
clients feel their financial dreams will be accomplished and that we are there to provide service as their needs change.
General Information |
| Firm Start Year: | 1992 | |
| No. of Employees: | 2-4 | |
| Insurance License#: | 0B05626 |
| Name of Broker/Dealer: | Centaurus Financial, Inc. |
| Name of Custodial Firm: | Pershing |
| States Licensed in: | CA, ID, GA, AZ, WA |
| Number of Years with Current Firm: | 1 |
| Work Experience: | Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors. |
| Work with the following types of clients: | Businesses, Individual Investors, Non-Profit Organizations |
Services |
| Investment Types: | Insurance, Annuities, Stocks, Bonds, FOREX & Currency, Mutual Funds, Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Your Home, Our Office, Email, Your Office, Phone |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Health, HMO, Variable Annuity, Annuity, Accident, Long Term Care, Variable Life, Disability |
| Financial Organization Memberships: | Million Dollar Roundtable, Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA) |
Firm Information |
| Advisor's Number of Clients: | 200 |
| Advisor's Number of Managed Clients: | 50 |
| Advisor's Number of Planning Clients: | 100 |
| Assets Managed by Advisor: | 20,000,000 |
Compensation and Fees |
| Fee Structure: | Fee-Based |
| Minimum Portfolio Size for New Managed Accounts: | 25,000 |
| Compensation Methods: | Based on Assets, Hourly, Flat Fee |
| Fee % Based on Assets: | 1 |
| Hourly Rate: | 100 |
| Flat Fee Rate: | 1200 |
| Minimum Fee Charged for Managed Accounts: | 1 |
| Minimum Fee Charged for Hourly Planning Accounts: | 100 |
| Minimum Fee Charged for Flat Fee Accounts: | 1200 |
FAQs |
Do you have a customer satisfaction or refund policy?No. |
Why should I choose you as my financial advisor?CLU and ChFC |
What are your qualifications? What is your education background?Holistic. We start with what the client wants to accomplish in order of priority. |
How do you charge for your services?Depends upon what the clients needs. Fee-based plans we either charge hourly or flat fee. For investments percentage of assets or commissions. We let the client decide. |
How are you compensated? How will I pay for your services?Either fee or commission. We discuss both options with our clients. |
Disclosures |
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WiserAdvisor provides referrals to financial professionals. WiserAdvisor is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for WiserAdvisor to make these referrals, resulting in a conflict of interest. |
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Additional Detailed Disclosures |
Registered Investment Advisor:
Yes
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
| Mon. | 9:00 AM - 5:00 PM |
| Tue. | 9:00 AM - 5:00 PM |
| Wed. | 9:00 AM - 5:00 PM |
| Thu. | 9:00 AM - 5:00 PM |
| Fri. | 9:00 AM - 5:00 PM |
| All States |
| Check |
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