wiseradvisor

James Peters
Centaurus Financial

Tel: (949) 631-3840
18662 Macarthur Blvd
Suite 200
Irvine, CA 92612
Centaurus Financial | Financial Advisor in Irvine ,CA

About Centaurus Financial

We help our clients accomplish their financial goals.

We customize our clients investments and financial plans to to help them meet their individual needs.

The real benefit of using our firm is that our
clients feel their financial dreams will be accomplished and that we are there to provide service as their needs change.


General Information

Firm Start Year:   1992
No.of Employees:   2-4
Insurance License#:   0B05626
Name of Broker/Dealer:   Centaurus Financial, Inc.
Name of Custodial Firm:   Pershing
States Licensed in:   CA, ID, GA, AZ, WA
Number of Years with Current Firm:   1
Work Experience:   Have been a wealth management advisor since collge. My Dad and brother are slso financial advisors.
I work with the following types of clients:   Individual Investors , Non-Profit Organizations , Businesses


Services

Investment Types:   Stocks , Alternative Investments , Exchange Traded Funds (ETFs) , Annuities , Commodities , Bonds , FOREX & Currency , Mutual Funds , Mortgages & Real Estate , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , Via phone , At my office , At your home , At your office


Qualifications & Memberships

Insurance and Annuity Licenses:   Disability , Accident , Annuity , Health , HMO , Variable Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Million Dollar Roundtable , National Association of Insurance and Financial Advisors (NAIFA) , Society of Financial Services Professionals


Firm Information

Advisor's Number of Clients:   200
Advisor's Number of Managed Clients:   50
Advisor's Number of Planning Clients:   100
Assets Managed by Advisor:   20,000,000


Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based (Fee and Commissions)
Minimum Portfolio Size for New Managed Accounts:   25,000
Compensation Methods:   Based on Assets , Hourly , Flat Fee
Fee % Based on Assets:   1
Hourly Rate:   100
Flat Fee Rate:   1200
Minimum Fee Charged for Managed Accounts:   1
Minimum Fee Charged for Hourly Planning Accounts:   100
Minimum Fee Charged for Flat Fee Accounts:   1200



Faqs

  • Do you have a customer satisfaction or refund policy? No.
  • What are your qualifications? What is your education background? CLU and ChFC
  • What is your approach to financial planning? Holistic. We start with what the client wants to accomplish in order of priority.
  • What services do you offer? Investment services, fee-based financial planning, college planning and insurance risk advice.
  • How many clients do you currently manage? 400
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James Peters

James Peters

CLTC, ChFC®, CLU®

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM

Communities Served

All States

Compensation Arrangements

Check