Mark Robertson

9160 Irvine Center Dr suite 201
Irvine, CA 92618

Wealth Management Strategies

Maxim Capital Advisors, Inc. | Financial Advisor in Irvine ,CA

About Maxim Capital Advisors, Inc.

Welcome to Maxim Capital Advisors, Inc. We are an independent, fee based Registered Investment Advisory firm located in Irvine, California. Founded in 1999 by Mark W. Robertson, CFP, our mission is to provide you with clear and unbiased investment and financial planning solutions. We will assist you in prioritizing and quantifying your financial goals, setting realistic expectations and implementing a disciplined and prudent investment strategy. One of our most important roles is determining a suitable and appropriate asset allocation strategy by analyzing your investment time horizon, risk tolerance, objectives and cash flow needs. We invest for the long term by establishing appropriate asset allocations and adjusting those allocations upon the changing circumstances and objectives of our clients and not on the vagaries of short term stock market fluctuations.At Maxim Capital Advisors, Inc., we believe an effective financial advisor relationship is built on a commitment to personal attention.

25 Years of Experience

General Information
Firm Start Year:   1991
No.of Employees:   2-4
Insurance License#:   0707071
Name of Broker/Dealer:   Royal Alliance
Name of Custodial Firm:   Pershing
States Licensed in:   CA,CO,HI,NY,TX,UT,WI
Number of Years with Current Firm:   13
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Businesses
Foreign Languages Serviced:   Spanish

Investment Types:   Mutual Funds , Alternative Investments , Exchange Traded Funds (ETFs) , Commodities , Stocks , Insurance , Annuities , Bonds , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via phone , At my office , At your home , At your office , Via email

Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Annuity , Variable Life , Variable Annuity , Life
Financial Organization Memberships:   Financial Planning Association (FPA)

Firm Information
Firm's Number of Clients:   100
Firm's Number of Planning Clients:   20
Firm's Number of Managed Clients:   43
Assets Managed by Firm:   $27,000,000
Advisor's Number of Clients:   60
Advisor's Number of Managed Clients:   41
Advisor's Number of Planning Clients:   20
Assets Managed by Advisor:   $21,000,000

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250,000
Compensation Methods:   Flat Fee , Based on Assets , Hourly
Fee % Based on Assets:   1.00
Hourly Rate:   $250.00
Flat Fee Rate:   $5000 +
Minimum Fee Charged for Hourly Planning Accounts:   $250.00


Mark Robertson

Mark Robertson


Communities Served

Aliso Viejo Anaheim
Artesia Brea
Buena Park Capistrano Beach
Cerritos Chino
Chino Hills Corona
Corona Del Mar Costa Mesa
Cypress Dana Point
Diamond Bar Foothill Ranch
Fountain Valley Fullerton
Garden Grove Hawaiian Gardens
Huntington Beach Irvine
La Habra La Mirada
La Palma Ladera Ranch
Laguna Beach Laguna Hills
Laguna Niguel Lake Elsinore
Lakewood Long Beach
Los Alamitos Mira Loma
Mission Viejo Newport Beach
Newport Coast Norco
Ontario Orange
Perris Placentia
Pomona Rancho Santa Margarita
Riverside Rowland Heights
San Clemente San Juan Capistrano
Santa Ana Seal Beach
Silverado Stanton
Sunset Beach Surfside
Trabuco Canyon Tustin
Villa Park Walnut
West Covina Westminster
Whittier Yorba Linda

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM

Compensation Arrangements