Thomas Scott

18022 Cowan
Suite 225
Irvine, CA 92614
Scott Wealth Management Group, Inc. | Financial Advisor in Irvine ,CA

About Scott Wealth Management Group, Inc.

We specialize in helping you prepare for, transition into and maintain a durable, predictable, retirement income plan, based on your unique goals and vision.

24 Years of Experience



General Information
Firm Start Year:   1984
No.of Employees:   5-9
Name of Broker/Dealer:   LPL Financial Corporation
States Licensed in:   All 50
Number of Years with Current Firm:   15
I work with the following types of clients:   Non-Profit Organizations , Businesses , Individual Investors
Foreign Languages Serviced:   German


Services
Investment Types:   Insurance , Exchange Traded Funds (ETFs) , Alternative Investments , Structured Notes , Annuities , Stocks , Bonds
I can meet clients in the following ways:   Via phone , At my office


Qualifications & Memberships
Insurance and Annuity Licenses:   Variable Annuity , Disability , Life , Health , Annuity , Long Term Care , Variable Life
Financial Organization Memberships:   Financial Planning Association (FPA)


Compliance
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Commissions , Based on Assets
Fee % Based on Assets:   1.50%
Additional Details on Charges:   $0 - $1,000,000 = 1.5%
$1,000,001 - $1,500,000 = 1.25%
$1,500,501 - $3,000,000 = 1.00%
$3,000,001 - $10,000,000 = .75%



Client Pays transaction charges ( $15.00 per trade - unlimited amount)



FAQs


DISCLAIMER

Securities offered through LPL Financial, Member FINRA/SIPC

Thomas Scott

Thomas Scott

CFP, CFS