Gebhardt Group Inc | Financial Advisor in Lafayette ,CA

3470 Diablo Blvd
Suite A210
Lafayette, CA 94549

Let's Get Your Financial House In Order


Gebhardt Group, Inc, is an independent firm that holds integrity, honesty and competence as primary values. We believe in stewardship and accountability in our business practice; therefore:

Our attention is always on the client.
We desire to excel in every aspect of our service and to offer choices for busy professionals and their families, who are looking to simplify their financial affairs.
We offer a step-by-step process by which clients define their values regarding "true wealth," help them teach those values to their children and grandchildren, and create a system that optimizes all their assets.
We are committed to ongoing education so that we remain knowledgeable on the best investment tools, financial planning techniques and legacy-building strategies.
Innovation is a requirement in order to remain competitive in a changing global world.

14 Years of Experience

General Information
Firm Start Year:   2005
No.of Employees:   2-4
Insurance License#:   OB83967
Name of Broker/Dealer:   Brokers International Financial Services, LLC
Name of Custodial Firm:   Charles Schwab & Co.
States Licensed in:   ca, az, nv, tx, wa, ny, ma, ga, ct, va
Number of Years with Current Firm:   6
Work Experience:   Merrill Lynch - Financial Advisor 1996-1999
Smith Barney - Financial Advisor 1999-2005
Gebhardt Group, Inc. - Financial Advisor 2005-current
I work with the following types of clients:   Businesses , Individual Investors

Investment Types:   Alternative Investments , Exchange Traded Funds (ETFs) , Stocks , Mutual Funds , Insurance , Annuities , Bonds , Commodities
I can meet clients in the following ways:   At my office , Via phone

Qualifications & Memberships
Insurance and Annuity Licenses:   Life , Variable Life , Long Term Care , Variable Annuity , Health , Annuity , Accident
Financial Organization Memberships:   Financial Planning Association (FPA)

Firm Information
Firm's Number of Clients:   100
Firm's Number of Planning Clients:   40
Firm's Number of Managed Clients:   $45M
Assets Managed by Firm:   $75M
Advisor's Number of Clients:   100
Advisor's Number of Managed Clients:   50
Advisor's Number of Planning Clients:   40
Assets Managed by Advisor:   $75M

Registered Investment Advisor:   Yes
Registered Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record

Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $250000
Compensation Methods:   Commissions , Based on Assets , Hourly , Flat Fee
Fee % Based on Assets:   2%
Hourly Rate:   $300
Flat Fee Rate:   $2400-4800


  • What are your qualifications? What is your education background? Jim is a Certified Financial Planner and has a degree in Economics. In addition he holds a series 7 license which allows him to give investment advise.
  • What is your approach to financial planning? A defining objective of the Gebhardt Group planning process is to encourage clients to stay focused on their vision. Topics covered in the planning process pertain to personal self-discovery, lifestyle desires, and the overarching question most clients want answered: Are we ok? At the end of the process you will have the answer to that question as well as greater personal clarity and confidence.
  • What services do you offer? Retirement planning, educational planning, selling a business, life insurance analysis, long term care analysis, estate planning
  • How many clients do you currently manage? 100
  • Will you be the only person working with me? Our Client Service Specialist and our Planning Coordinator both help me work with clients day-to-day.
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Registered Representative Securities offered through Brokers International Financial Services, LLC, Panora, IA, a Broker/Dealer, Member FINRA/SIPC Investment Adviser Representative, Gebhardt Group, Inc. A Registered Investment Advisor. Brokers International and Gebhardt Group are not affiliated.

Jim Gebhardt

Jim Gebhardt


Communities Served

ca az
nv tx
wa ny
ma ga
ct va

Office Hours

Mon. 8:00 AM - 4:00 PM
Tue. 8:00 AM - 4:00 PM
Wed. 8:00 AM - 4:00 PM
Thu. 8:00 AM - 4:00 PM
Fri. 8:00 AM - 4:00 PM

Compensation Arrangements