About Signature Estate & Investment Advisors, LLC
Welcome to Signature Estate & Investment Advisors, LLC
Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.
SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:
SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements
Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client
Confidential, unbiased, high quality financial advice is the core of our wealth management strategies
| General Information |
| Firm Start Year: |
|
1997 |
| No.of Employees: |
|
20-49 |
| Insurance License#: |
|
0798553
|
| Name of Broker/Dealer: |
|
Signator Investors, Inc.
|
| Name of Custodial Firm: |
|
Charles Schwab & Fidelity
|
| Number of Years with Current Firm: |
|
26
|
| I work with the following types of clients: |
|
Individual Investors
, Businesses
|
| Services |
| Investment Types: |
|
Exchange Traded Funds (ETFs)
, Bonds
, Mutual Funds
, Options & Futures
, Stocks
, Annuities
, Insurance
|
| I can meet clients in the following ways: |
|
At my office
, At your office
, At your home
|
| Qualifications & Memberships |
| Insurance and Annuity Licenses: |
|
Disability
, Annuity
, Health
, Life
, Variable Annuity
, Long Term Care
, Variable Life
|
| Financial Organization Memberships: |
|
Provisors
|
| Firm Information |
| Firm's Number of Clients: |
|
1500
|
| Assets Managed by Firm: |
|
5 Billion
|
| Advisor's Number of Managed Clients: |
|
200
|
| Assets Managed by Advisor: |
|
$500,000
|
| Compliance |
| Registered Investment Advisor: |
|
Yes
|
| Registered Representative: |
|
Yes
|
| I am an acknowledged fiduciary: |
|
Yes
|
| Compliance Disclosures in Last 5 years: |
|
I have a clean record
|
| Criminal Disclosures in Last 5 years: |
|
I have a clean record
|
| Compensation & Fees |
| Fee Structure: |
|
I am a fee-based financial professional
|
| Minimum Portfolio Size for New Managed Accounts: |
|
$500,000
|
| Compensation Methods: |
|
Based on Assets
|
| Fee % Based on Assets: |
|
.75%- 1%
|
| Additional Details on Charges: |
|
The Actual fee for any portfolio is negotiated based on the unique objectives of each client,the complexity of the investment plan,the types of assets held in the account, and other factors.
|
| Minimum Fee Charged for Managed Accounts: |
|
$3,500
|
FAQs
-
Do you have a customer satisfaction or refund policy?
Yes
-
What are your qualifications? What is your education background?
Certified Financial Planner and Accredited Investment Fiduciary with 25 years of experience in the financial planning field.
-
What is your approach to financial planning?
Comprehensive Approach
-
What services do you offer?
Fee based asset mangement
-
Will you be the only person working with me?
I would be the primary contact
FAQs
-
Do you have a customer satisfaction or refund policy?
Yes
-
What are your qualifications? What is your education background?
Certified Financial Planner and Accredited Investment Fiduciary with 25 years of experience in the financial planning field.
-
What is your approach to financial planning?
Comprehensive Approach
-
What services do you offer?
Fee based asset mangement
-
Will you be the only person working with me?
I would be the primary contact
-
If you are going to manage my account, will you obtain my permission every time you buy or sell something?
We have two platforms. The non-discretionary Platform requires client permission before trades. The discretionary platform does not require permission before each trade. Clients can choose which platform works better for them.
-
How much risk should I be willing to take?
This depends on each client. Once we have analyzed your situation we will make more specific recommendations in regards to risk.
-
Have you ever been charged with any breaches?
No
-
What services do you provide? What are your specialties?
Comprehensive financial planning including: Portfolio and Investment Management/ Estate Planning/ Retirement Planning/ Tax review/ Insurance review
-
How do you charge for your services?
Fees
-
Do you provide a free initial consultation?
Yes
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DISCLAIMER
Securities Offered through Signator Investors, Inc., Member FINRA, SIPC
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067 (310) 712-2323.
SEIA, LLC and its investment advisory services are offered independent of Signator Investors, Inc., and any subsidiaries or affiliates.
