Financial Management Network, Inc., a California Corporation, is full-service, comprehensive financial advisory firm. Firmly rooted in a tradition of excellence, Financial Management Network is dedicated to providing superior service and quality financial products to its clients.
The advisors of Financial Management Network (FMN) are seasoned
financial professionals with decades of experience. They include
Certified Financial Planners, Chartered Financial Consultants,
Chartered Life Underwriters, & enrolled agents. These respected
professional designations are signs of qualified financial
service professionals. Several licensed Life, Disability, Health, Property & Casualty Agents round out the planning team. This diverse group of advisors allows FMN to provide exceptional
service across a vast range of financial needs. A talented and
responsive support staff allows us to provide unparalleled client service.
FMN advisors assist in defining their client's financial goals
and charting a course for their financial success. Together they
then implement a plan of action to realize the client's
objectives. This can be achieved by saving money on taxes,
increasing the return on savings and investments, and
safeguarding the client's assets, estate and business.
Financial Management Network serves the important purpose of
assisting clients in the determination and achievement of their
All securities are offered through our representatives'
affiliation with FMN Capital Corporation, a member of the
Securities Investor Protection Corporation, is registered with
the Securities and Exchange Commission and is a member in good
standing with the Financial Industry Regulatory Authority, Inc.,
|Firm Start Year:||1992|
|Name of Broker/Dealer:||FMN Capital Corporation|
|Name of Custodial Firm:||National Financial Services, LLC|
|States Licensed in:||AZ,CA,CT,FL,HI,MA,MI,MO,MS,NY,TX,VA|
|Number of Years with Current Firm:||15|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Health , Disability , Life , Long Term Care , Variable Annuity , Variable Life , Annuity|
|Financial Organization Memberships:||Financial Planning Association (FPA)|
|Assets Managed by Advisor:||$50,000,000|
|Bachelor in Finance - Investments||
California State University of Fullerton
August 1989-December 1994
Richard is a Registered Representative of FMN Capital Corporation
and an RIA Representative of FMN, Inc. He has been in the
financial service industry since 1992. He graduated from
California State University Fullerton with a Bachelor of Science
Degree in Finance and an emphasis in Investments. He is
currently pursuing his Masters Degree in Taxation at Howard Taft
Richard holds the following licenses: Series 6, 7, 63, and
Life/Disability Insurance. He earned his Certified Financial
Planner (CFP)designation through the College for Financial
Planning in Denver, Colorado and is an Enrolled Agent.
He has been married since 1995 and has two sons. He and his
family spend much of their time outdoors. His wife, Kelly, enjoys
horseback riding while Richard is an avid cyclist. They are also
active members of South Hills Community Church in Corona.
Richard's primary focus as a financial planner is to improve the
quality of his clients? lives by helping them make better
decision about their money. He truly has a passion for his
business and helping people improve their financial lives.
Financial Planning for Individuals
We use financial planning as a tool to help our clients prioritize their goals, make better financial decisions, and answer important questions.
Financial Planning for Businesses
We understand that our clients who are business owners are busy running the business. Our goal is to alleviate the business owner from tax planning, risk management, and company benefits worries.
Education Funding & Planning
Education costs can be extremely high and alter the course of retirement without financial planning. We have several strategies that can help with determining the expected costs of education and the best ways to save for education.
|Corona Del Mar||Costa Mesa|
|Dana Point||Fountain Valley|
|Ladera Ranch||Laguna Beach|
|Laguna Hills||Laguna Niguel|
|San Clemente||San Juan Capistrano|
|Santa Ana||Seal Beach|
|Mon.||7:30 AM - 5:30 PM|
|Tue.||7:30 AM - 5:30 PM|
|Wed.||7:30 AM - 5:30 PM|
|Thu.||7:30 AM - 5:30 PM|
|Fri.||7:30 AM - 3:00 PM|