wiseradvisor

Jesse Rodriquez, CPWA, CRPC, CFP®, CDFA®
Rodriquez Wealth Management

Tel: 949-688-1571
620 Newport Center Dr.
Suite 680
Newport Beach, CA 92660
Rodriquez Wealth Management | Financial Advisor in Newport Beach ,CA

About Rodriquez Wealth Management

Rodriquez Wealth Management serves discerning individuals and families seeking a high level of customized, unbiased, and objective advice in today's challenging financial markets. We serve clients in many states across the country, and we understand the needs of clients in various stages of life. We advise clients on building, preserving, and transferring wealth in a tax-effective manner to heirs. Our team welcomes the opportunity to discuss our approach confidentially with qualified investors. We offer a complimentary second opinion and in-depth analysis to prospective clients with a minimum of $1,000,000 in investable assets. For existing clients, we reserve the right to waive this amount for family members.


General Information

Firm Start Year:   2020
No.of Employees:   2-4
Insurance License#:   CA 0C87490
Name of Broker/Dealer:   Wells Fargo Advisors FiNet
Name of Custodial Firm:   Wells Fargo Advisors
States Licensed in:   AR, AZ, CA, CO, FL, ID, IL, IN, MO, MS, MT, NC, NJ, NM, NV, NY, OK, PA, SC, SD, TN, TX, UT, VA, WA
Number of Years with Current Firm:   1
Work Experience:   1995-2006 Smith Barney. First Vice President-Investments 2006-2011 Merrill Lynch. Senior Vice President-Wealth Management 2011-2020 UBS. Managing Director-Wealth Management 2020-Present Rodriquez Wealth Management. President
I work with the following types of clients:   Businesses, Individual Investors, Non-Profit Organizations
Foreign Languages Serviced:   English only


Services

Investment Types:   Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via Phone, At my office, At your home, At your office, Video Conference, Via Email


Qualifications & Memberships

Insurance and Annuity Licenses:   Annuity, Life, Variable Life, Long Term Care, Variable Annuity


Firm Information

Firm's Number of Clients:   150
Firm's Number of Planning Clients:   150
Firm's Number of Managed Clients:   150
Assets Managed by Firm:   400,000,000
Advisor's Number of Clients:   150
Advisor's Number of Managed Clients:   150
Advisor's Number of Planning Clients:   150
Assets Managed by Advisor:   $400,000,000


Compliance

Registered Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee-Based
Minimum Portfolio Size for New Managed Accounts:   1,000,0000
Fee % Based on Assets:   .75 to 2%
Additional Details on Charges:   Fees are determined by how complex client situation is along with the size of the relationship.
Minimum Fee Charged for Managed Accounts:   $5000


Board Positions

Organization:  The Wooden Floor  Santa Ana, CA
Position :  Board Member
Duration :  2014-2015


Education

Bachelor of Science - Finance  California State University Long Beach - Long Beach, CA
1993-1996



Disclaimer

Investment and Insurance Products Are: NOT FDIC Insured NO Bank Guarantee MAY Lose Value Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Member SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Rodriquez Wealth Management is a separate entity from WFAFN. A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social. Links to third-party websites are provided for your convenience and information purposes only. Wells Fargo Advisors is not responsible for the information contained on third party websites Privacy Policy | Legal Disclosures | Security | Member SIPC

Jesse Rodriquez

Jesse Rodriquez

CPWA, CRPC, CFP®, CDFA®

As a former Managing Director  Wealth Management at UBS, and with more than 20 years of financial services experience, Jesse has spent his entire career working with clients in all aspects of their financial lives. Jesse is a CERTIFIED FINANCIAL PLANNER" (CFP®), a Chartered Retirement Planning Counselor (CRPC®), and a Certified Divorce Financial Analyst (CDFA"). He earned the CPWA® designation from the University of Chicago Booth School of Business and a BS in Finance from CSU Long Beach. In his spare time, Jesse is a voracious reader and enjoys running, having completed the New York, Los Angeles, and San Diego marathons. Jesse resides in Newport Beach with his wife and two children.

Office Hours

wiseradvisor-balck-li-img Mon. 7:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 7:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 7:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 7:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 7:00 AM - 5:00 PM

Communities Served

Southern central
and northern California Other areas throughout the country on a case by case basis

Awards & Recognitions

The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews, and quantitative data. The ranking algorithm is designed to fairly compare the business practices of a large group of advisors based on quantitative and qualitative elements. Data are weighted to ensure priorities are given to dynamics such as preferred “best practices”, business models, recent business activity, etc. Each variable is graded and represents a certain value for each measured component. These data are fed into an algorithm that measures thousands of advisors against each other. The algorithm weighted factors including revenue trends, assets under management, compliance records, industry experience and those advisors that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited


The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews, and quantitative data. The ranking algorithm is designed to fairly compare the business practices of a large group of advisors based on quantitative and qualitative elements. Data are weighted to ensure priorities are given to dynamics such as preferred “best practices”, business models, recent business activity, etc. Each variable is graded and represents a certain value for each measured component. These data are fed into an algorithm that measures thousands of advisors against each other. The algorithm weighted factors including revenue trends, assets under management, compliance records, industry experience and those advisors that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited


The Forbes ranking of Best-In-State Wealth Advisors, developed by SHOOK Research, is based on an algorithm of qualitative criteria, mostly gained through telephone and in-person due diligence interviews, and quantitative data. The ranking algorithm is designed to fairly compare the business practices of a large group of advisors based on quantitative and qualitative elements. Data are weighted to ensure priorities are given to dynamics such as preferred “best practices”, business models, recent business activity, etc. Each variable is graded and represents a certain value for each measured component. These data are fed into an algorithm that measures thousands of advisors against each other. The algorithm weighted factors including revenue trends, assets under management, compliance records, industry experience and those advisors that encompass best practices in their practices and approach to working with clients. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Neither Forbes nor SHOOK receive a fee in exchange for rankings

Social Networks

tweeter facebook linkedin