Rafael  de Vengoechea

660 Newport Center Dr.
Suite 1100
Newport Beach, CA 92660

Portfolio Management at it's best

Senior Vice President & Portfolio Management Director Morgan Stanley Wealth Management | Financial Advisor in Newport Beach ,CA

About Senior Vice President & Portfolio Management Director Morgan Stanley Wealth Management

Our objective is to design personalized investment strategies that can help you meet your long-term financial goals. Through our portfolio managment program our clients have access to a customized portfolio management service that once were only available to large institutions and ultra-high-net-worth individuals. Acting as your portfolio manager, approved to construct and manage customized strategies using our Earnings Revision Model ERM approach, we can provide invaluable resourses in managing your assets and helping you understand the inherent risks in the market and in your portfolio.

13 Years of Experience



General Information
Firm Start Year:   2000
No.of Employees:   More than 5000
Insurance License#:   0C84852
Name of Broker/Dealer:   Morgan Stanley Smith Barney
Name of Custodial Firm:   Citigroup Global Markets
States Licensed in:   AZ,CA,CO,CT,FL,ID,MD,MO,NC,NJ,NY,OK,SC,SD,TN,TX,VT,WA
Number of Years with Current Firm:   5
Work Experience:   2007- Present: Morgan Stanley Smith Barney, Vice President, Portfolio Management Director

1999-2007: Merrill Lynch, Assistant Vice President, Financial Advisor, CFM
I work with the following types of clients:   Institutions , Individual Investors
Foreign Languages Serviced:   Spanish


Services
Investment Types:   Options & Futures , Exchange Traded Funds (ETFs) , Alternative Investments , Stocks , Bonds , Equity Specialist
I can meet clients in the following ways:   Via email , At my office , At your home , Via phone , At your office


Qualifications & Memberships
Insurance and Annuity Licenses:   Life , Long Term Care , Variable Annuity
Financial Organization Memberships:   National Association of Individual Investors


Firm Information
Assets Managed by Advisor:   100,000,000


Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets



FAQs

Rafael  de Vengoechea

Rafael  de Vengoechea

Senior Portfolio Manager

Communities Served

AZ CA
CO CT
FL ID
MD MO
NC NJ
NY OK
SC SD
TN TX
VT WA

Office Hours

wiseradvisor-balck-li-img Mon. 7:00 AM - 4:30 PM
wiseradvisor-balck-li-img Tue. 7:00 AM - 4:30 PM
wiseradvisor-balck-li-img Wed. 7:00 AM - 4:30 PM
wiseradvisor-balck-li-img Thu. 7:00 AM - 4:30 PM
wiseradvisor-balck-li-img Fri. 7:00 AM - 4:30 PM