wiseradvisor

Dave Hutchison, CFA
Triad Investment Management, LLC

Tel: (949) 381-7614
1301 Dove Street
Suite 1080
Newport Beach, CA 92660

Research * Behavior * Ethics

Triad Investment Management, LLC | Financial Advisor in Newport Beach ,CA

About Triad Investment Management, LLC

Triad’s mission is to deliver professional investment management
services to a select group of clients with shared investment
philosophies. We provide unbiased and personalized advice. Our
firm is owned by its investment professionals, independent of
financial conglomerates. Triad was founded by John Heldman, CFA, an
experienced portfolio manager with several nationally prominent
investment managers. Our firm was founded to leverage the
experience and best practices gained from working for these firms
for the benefit of your portfolio and to help you achieve your
financial goals. Investment professionals managing your portfolio
hold the Chartered Financial Analyst (CFA) designation.


General Information

Firm Start Year:   2008
No.of Employees:   2-4
States Licensed in:   CA
Number of Years with Current Firm:   2
I work with the following types of clients:   Individual Investors, Businesses


Services

Investment Types:   Bonds, Stocks
I can meet clients in the following ways:   Via phone, Via email, At my office, At your office, At your home


Qualifications & Memberships

Financial Organization Memberships:   CFA Institute


Firm Information

Firm's Number of Clients:   25
Firm's Number of Managed Clients:   25
Assets Managed by Firm:   $131 million
Advisor's Number of Clients:   25
Advisor's Number of Managed Clients:   25
Advisor's Number of Planning Clients:   25
Assets Managed by Advisor:   $131 million


Compliance

Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   Fee Only
Minimum Portfolio Size for New Managed Accounts:   $1,000,000
Compensation Methods:   Based on Assets
Fee % Based on Assets:   100


Board Positions

Organization:  Andersen DEANS Foundation  Newport Beach, California
Position :  Treasurer
Duration :  August 2013-Currently holding


Education

B.A. - Political Science  Macalester College - St. Paul, Minnesota
August 1989-May 1993

MBA - Investment Management  University of Southern California - Los Angeles, California
August 1998-May 2000



Faqs

  • Do you have a customer satisfaction or refund policy? Yes. Any client unhappy with our services can leave at any time and we discontinue billing on that day.
  • What are your qualifications? What is your education background? I have 21 years of experience in the investment management industry. I hold a Bachelor’s degree in Political Science from Macalester College and a Master of Business Administration from the University of Southern California’s Marshall School of Business. I am a CFA charterholder.
  • What is your approach to financial planning? Our approach is to spend time with each individual and family that we work with to explore their long-term investment goals, their current needs and their tolerance for market volatility. We work with them to identify the right strategies for their personal situation.
  • What services do you offer? Triad’s mission is to deliver professional investment management services to a select group of clients with shared investment philosophies. We offer unbiased and personal advice. We manage all-cap equity, balanced, income and small-cap strategies for our clients. More detail about our investment philosophy and process is available at www.triadim.com.
  • How many clients do you currently manage? Our firm currently manages over 20 high net worth clients, some with multiple accounts. We manage over $139 million as of June 30, 2014.
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Dave Hutchison, CFA

Dave Hutchison, CFA

CFA

Dave has 21 years of experience in investment management. Prior
to joining Triad, he served as Investment Strategist for
Chamberlain Group, directing investment manager r search. Dave
also founded and managed Hutchison Capital, a registered
investment advisor. He holds a Bachelor’s degree in Political
Science from Macalester College and a Master of Business
Administration from the University of Southern California’s
Marshall School of Business. Dave is a CFA charterholder, and a
member of CFA Institute and CFA Society Orange County.

My Services

Financial Planning for Individuals

Triad focuses on providing investment management services for individuals. We typically manage the majority of a client's investable assets.


Portfolio Management

Triad’s mission is to deliver professional investment management services to a select group of clients with shared investment philosophies. We offer unbiased and personal advice. We manage all-cap equity, balanced, income and small-cap strategies for our clients. Our equity investment philosophy is that stock prices tend to be much more volatile than changes in business value. We do our homework ahead of time to identify and value companies. Over many years, we have identified a group of about 250 companies that we spend time getting to know well. Our approach is that of a business buyer versus a stock trader. We only consider buying a stock when our research suggests that it could double in value over the next 3-5 years. When an investment approaches our estimate of its future value, we will typically begin to reduce or sell our position in the stock.


Investment Management & Advice

Triad’s mission is to deliver professional investment management services to a select group of clients with shared investment philosophies. We offer unbiased and personal advice. We manage all-cap equity, balanced, income and small-cap strategies for our clients. Our equity investment philosophy is that stock prices tend to be much more volatile than changes in business value. We do our homework ahead of time to identify and value companies. Over many years, we have identified a group of about 250 companies that we spend time getting to know well. Our approach is that of a business buyer versus a stock trader. We only consider buying a stock when our research suggests that it could double in value over the next 3-5 years. When an investment approaches our estimate of its future value, we will typically begin to reduce or sell our position in the stock.


My Team

John Heldman
John Heldman CFA
John is the president and founder of Triad, bringing over 29 years of experience to the management of investment portfolios. Prior to founding Triad, he was a Senior Vice President and Portfolio Manager with Neuberger Berman. John has also managed investment portfolios for Deutsche Bank, Scudder Investments and Bank of America, including managing equity funds and serving on the Equity Strategy Committee. He obtained his Bachelor of Science degree in Finance and Master of Business Adm ...more

Marisa Pickar
Marisa Pickar
Marisa has 13 years of experience in the investment industry. Before joining Triad she held positions at Wells Fargo Advisors, Morgan Stanley and Smith Barney assisting clients and financial advisors. Prior to that she worked in public relations. Marisa holds a Bachelor’s degree in Speech Communications from California State University, Northridge. She is also a Notary Public.

Office Hours

wiseradvisor-balck-li-img Mon. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 8:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 8:00 AM - 5:00 PM

Communities Served

Aliso Viejo Anaheim
Artesia Bellflower
Brea Buena Park
Capistrano Beach Cerritos
Chino Hills Corona
Costa Mesa Cypress
Dana Point Foothill Ranch
Fountain Valley Fullerton
Garden Grove Hawaiian Gardens
Huntington Beach Irvine
La Habra La Mirada
La Palma Ladera Ranch
Laguna Beach Laguna Hills
Laguna Niguel Lake Forest
Lakewood Long Beach
Los Alamitos Mission Viejo
Newport Beach Newport Coast
Norwalk Orange
Placentia Rancho Santa Margarita
Rowland Heights San Clemente
San Juan Capistrano Santa Ana
Santa Fe Springs Seal Beach
Silverado Stanton
Sunset Beach Surfside
Trabuco Canyon Tustin
Villa Park Westminster
Whittier Yorba Linda