Our company, Laurus Financial Group, is based on the meaning of integrity, a steadfast adherence to a strict moral or ethical code. Our mission is to help our clients achieve financial security while minding their goals and objectives for their lives. We are proud to be able to offer completely objective advice with no proprietary products, allowing us to do what?s right for the client. By working with you to develop and execute an asset allocation strategy tailored for your goals, you can be confident of having a sound investment plan, one that seeks to help increase your wealth over time.
|Name of Broker/Dealer:||LPL Financial|
|Name of Custodial Firm:||LPL Financial|
|States Licensed in:||AZ, CA, FL, HI, IN, NM, NV, OH, OK, OR, TX, UT, WA, WY|
|Number of Years with Current Firm:||15|
|Qualifications & Memberships|
|Insurance and Annuity Licenses:||Life , Variable Life , Annuity , Variable Annuity , Long Term Care|
|Financial Organization Memberships:||National Association of Insurance and Financial Advisors (NAIFA)|
|Non-Financial Organization Memberships:||Rotary International|
|Firm's Number of Clients:||100+|
|Firm's Number of Planning Clients:||50|
|Firm's Number of Managed Clients:||100|
|Assets Managed by Firm:||$75,000,000|
|Assets Managed by Advisor:||$40,000,000|
|Compensation & Fees|
|Fee Structure:||I am a Fee-Based financial professional|
|Compensation Methods:||Flat Fee , Hourly , Based on Assets , Commissions|
|Fee % Based on Assets:||Varies|
|Additional Details on Charges:||We household accounts so that all accounts are added to determine the fee structure.|
|Organization:||Rotary Club of Lamorinda Sunrise Lafayette, CA|
|Position :||Immediate Past President|
|BS - Business||
Cal State University Sacramento - Sacramento, CA
August 1973-June 1977
|Chartered Financial Consultant - Financial Planning||
American College - CA
August 2004-August 2006
Securities offered through LPL Financial, Member FINRA/SIPC
R. Hays Englehart, ChFC is an independent Financial Consultant with LPL Financial, a registered broker/dealer, through which he provides his clients a broad range of investment opportunities. As a fee based independent advisor, Hays provides investment counsel that does not include any proprietary products, enabling him to objectively recommend the most appropriate options for his clients without any conflict of interest.
Hays helps his clients work towards financial freedom and independence through establishing clear goals and financial discipline. He works with his clients to prepare a plan that takes into consideration their goals, unique needs, time frames and risk tolerance. He is committed to educating his clients to make a well-informed decisions and to find meaningful financial solutions.
Hays has worked in the financial services and insurance industry for over 33 years, specializing in non-profit pension programs and individual retirement plans. Hays earned a B.S. degree from California State University at Sacramento and holds both the Chartered Financial Consultant (ChFC), and the Life Underwriter Training Council Fellow (LUTCF) designations. He holds the FINRA series 6, 7, 24, 63 and 65 through LPL Financial and is licensed in many states for insurance. His industry affiliations include the National Association of Independent Financial Advisors. He is active in his community as a member of the Rotary Club of Lamorinda Sunrise, and as a volunteer educator with Junior Achievement in the East Bay area of San Francisco.
Financial Advice & Consulting
Laurus' approach to financial plannin recognizes that we are all on a special journey and each of us requires our own road map to help us get to where we want to be. This disciplined planning process has helped our clients manage debt issues, better understand the financial decisions that support their situation and even improve family communication regarding money issues.
We are independent advisors and don't work for a big name bank or brokerage firm. We DO NOT USE proprietary products, have NO SALES GOALS or quota's, period. Our only goal is helping you achieve financial freedom by giving you independent, objective, unbiased advice.
|El Cerrito||El Sobrante|
|Port Costa||Redwood City|
|San Anselmo||San Bruno|
|San Francisco||San Leandro|
|San Lorenzo||San Mateo|
|San Pablo||San Quentin|
|San Rafael||San Ramon|
|Sausalito||South San Francisco|
|Stinson Beach||Union City|
|Mon.||9:00 AM - 4:00 PM|
|Tue.||9:00 AM - 4:00 PM|
|Wed.||9:00 AM - 4:00 PM|
|Thu.||9:00 AM - 4:00 PM|
|Fri.||9:00 AM - 4:00 PM|