Hargrave & Associates LLC | Financial Advisor in Riverside ,CA

3050 Chicago Ave.
Suite 150
Riverside, CA 92507

About

Hargrave & Associates LLC is a California registered investment advisor. We offer fee-based financial advice to individuals and businesses. Financial planning and investment management are offered on a fee-only basis, for which we are compensated by billing hourly, project or fixed fee, or as a percentage of assets under management. We are also licensed to provide risk management advice and insurance products for which we can receive commissions. In all cases, we assume the role of the client's fiduciary, in that we always place the interests of the client above our own.

3 Years of Experience



General Information
Firm Start Year:   2005
No.of Employees:   2-4
Insurance License#:   0F72916
States Licensed in:   CA
Number of Years with Current Firm:   3
Work Experience:   Retired logistics manager pursuing my passion for Financial Planning.
I work with the following types of clients:   Individual Investors , Non-Profit Organizations , Businesses , Investment Clubs


Services
Investment Types:   Bonds , Exchange Traded Funds (ETFs) , Mutual Funds , Insurance , Stocks , Annuities
I can meet clients in the following ways:   At your office , Via email , Via phone , At my office , At your home


Qualifications & Memberships
Insurance and Annuity Licenses:   Life , Long Term Care , Health , Annuity
Financial Organization Memberships:   Financial Planning Association (FPA)


Firm Information
Firm's Number of Clients:   40
Firm's Number of Planning Clients:   30
Firm's Number of Managed Clients:   30
Assets Managed by Firm:   $10 Million
Advisor's Number of Clients:   40
Advisor's Number of Managed Clients:   30
Advisor's Number of Planning Clients:   30
Assets Managed by Advisor:   $10 Million


Compliance
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,000
Compensation Methods:   Based on Assets , Hourly , Flat Fee
Fee % Based on Assets:   1%
Hourly Rate:   $200
Flat Fee Rate:   $1500
Minimum Fee Charged for Managed Accounts:   $1500
Minimum Fee Charged for Hourly Planning Accounts:   $200
Minimum Fee Charged for Flat Fee Accounts:   $1500



FAQs

Joseph Lyons

Joseph Lyons

CERTIFIED FINANCIAL PLANNER™ Certificant

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM