Derek Miller
Wachovia Securities

11682 El Camino Real Suite 110
San Diego, CA 92130

About Wachovia Securities

I work with individuals that are tired of giving back all of their gains everytime the stock market begins to fall. If you are interested in making money and keeping it, then you have found someone you must talk to. I am a portfolio manager with strict strict risk management, as well as, strict money management.


General Information

Name of Broker/Dealer:   Wachovia Securities, LLC
States Licensed in:   AZ, CA, NV, OH, PA
Number of Years with Current Firm:   1
I work with the following types of clients:   Individual Investors , Investment Clubs


Services

Investment Types:   Exchange Traded Funds (ETFs) , Stocks , Mutual Funds , Bonds , Options & Futures , Alternative Investments , Commodities , Mortgages & Real Estate , Annuities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , Via phone , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Life , Long Term Care , Variable Annuity , Variable Life , Health , Accident , Annuity
Financial Organization Memberships:   National Association of Personal Financial Advisors (NAPFA) , National Association of Insurance and Financial Advisors (NAIFA)
Non-Financial Organization Memberships:   Kiwanis, Surfrider foundation


Compliance

Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $50,000
Compensation Methods:   Based on Assets , Commissions


Derek Miller

Derek Miller

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