In today's busy world, clients are looking for different ways to engage with financial professionals. Some clients would like help with investment management, while others are focused on financial planning questions. When should I file for social security benefits, manage my 401k, what benefits package should I choose. These are a few of the questions that individuals have. We can simplify what seems complex by offering clients options on how they work with us at Homestead Wealth Management.
As an independent boutique wealth management firm, we offer a personalized experience for those looking to develop a trusted relationship. Our clients will never feel as if they are small fish in a big pond.
|Firm Start Year:||1989|
|Name of Broker/Dealer:||LPL Financial|
|States Licensed in:||CA, AZ, CO, FL, MN, NV, OR, VA, WA|
|Number of Years with Current Firm:||1|
|I work with the following types of clients:||Businesses, Non-Profit Organizations, Individual Investors|
|Advisory Services Provided:||Portfolio Management, Financial Planning|
|Investment Types:||FOREX & Currency, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Options & Futures, Bonds, Mutual Funds, Socially Responsible Investments (SRI)|
|I can meet clients in the following ways:||Video Conference, At my office, Via Phone|
Qualifications & Memberships
|Insurance and Annuity Licenses:||Disability, Annuity, Life, Long Term Care, Variable Life|
|Advisor's Number of Clients:||74|
|Advisor's Number of Managed Clients:||74|
|Advisor's Number of Planning Clients:||74|
|Assets Managed by Advisor:||$53,000,000|
|Investment Advisor Representative:||Yes|
|I am an acknowledged fiduciary:||Yes|
|Compliance Disclosures in Last 5 years:||I have a clean record|
|Criminal Disclosures in Last 5 years:||I have a clean record|
Compensation and Fees
|Compensation Methods:||Hourly, Flat Fee, Based on Assets|
|Fee % Based on Assets:||1.15%|
|Additional Details on Charges:||The Fee % Based on Assets listed above is based on clients with assets between $500,000 - $999,999. The rate will be less for those above this range.|
LPL ADV 2A
LPL WiserAdvisor Cash Solicitor Disclosure
Securities and advisory services are offered through LPL Financial, a registered investment advisor, member FINRA/SIPC. www.finra.org, www.sipc.org.
Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed as to accuracy and completeness.
The LPL Financial registered representatives associated with this page may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
I will always be a Peekskill kid, born and raised forty-five minutes north of New York City and just thirty minutes from West Point (USMA). After graduating from Hendrick Hudson High School, I pursued my dream of joining and becoming a United States Marine. I served from 1999 2006, during which time I participated in Operation Iraqi Freedom. Upon my honorable discharge from the Marine Corps, I relocated to Southern California, where I accepted an offer to join Morgan Stanley. In 2005 I moved my practice to Banc of America Investment Services (now Merrill Lynch.) In 2009 I joined Wells Fargo Advisors, where I enjoyed the privilege of serving my clients for eleven years. In January 2021, I launched Homestead Wealth Management, Corp in partnership with LPL Financial.
I currently hold the Chartered Financial Consultant® (ChFC®) designation, which was obtained and taught by The American College of Financial Services. Also, I hold the Certified Investment Management Analyst® (or CIMA® designation, administered by Investment Management Consultants Association®, and taught by Yale School of Management.
As a comprehensive Financial Advisor, I can help in the following areas.
General principles of financial strategies (for example, personal financial statements, net worth statements) Insurance planning and risk management Investment planning Income tax planning strategies Retirement planning Estate planning strategies
I have been with my wife Florinda for fifteen years, and we have three children, Vincent, Alexander, and Isabella. Outside of work and family, I volunteer my time helping men who suffer from drug and alcohol abuse. I also volunteer to work with teenagers who are serving time with the Los Angeles Youth Authority (CYA), where I mentor these young men and encourage them to turn their lives around. My faith shows me that I must carry a message of hope to those who may be hopeless.
Homestead Wealth Management and LPL Financial do not provide legal advice or tax services. Please consult your legal advisor or tax advisor regarding your specific situation.
Investing involves risk, including possible loss of principal.
|Mon.||7:00 AM - 4:00 PM|
|Tue.||7:00 AM - 4:00 PM|
|Wed.||7:00 AM - 4:00 PM|
|Thu.||7:00 AM - 4:00 PM|
|Fri.||7:00 AM - 4:00 PM|
|Sat.||7:00 AM - 12:00 PM|