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Niagara Credit Income Fund
Lateral Investment Management

Tel: (650) 396-2200
400 S El Camino Real
Suite 1100
San Mateo, CA 94402
Lateral Investment Management | Financial Advisor in San Mateo ,CA

About Lateral Investment Management

Lateral Investment Management, LLC ("Lateral"), founded in 2014, is an opportunistic credit and growth equity private asset manager. The firm provides growth capital to non-sponsored, lower- middle market companies through the direct origination of short-term loans and minority equity stakes.

Our private market strategies focus on investing in lower-middle market firms that have limited capital availability due to the structural dislocation in the US capital markets. We partner with owner-operators who have high conviction in their future outlook and want the support of an institutional investor without the loss of control and dilution of a traditional private equity partner.

Lateral is an SEC registered firm* with approximately $450MM in assets under management. The company is headquartered in the San Francisco Bay Area and has an office in New York City.


General Information

Firm Start Year:   2014
Number of Years with Current Firm:   6


Compliance

Registered Investment Advisor:   Yes


Compensation and Fees

Fee Structure:   Fee-Based



Disclaimer

Lateral Investment Management, LLC ("Lateral") is an SEC Registered Investment Adviser. Registration does not imply a certain level of skill or training. This communication is not an offer to sell or a solicitation of an offer to buy any securities. More information about Lateral can be found in its Form ADV Part 2, which is available upon request. The information contained in this email is confidential and intended for the named recipient(s) only. If you are not an intended recipient of this email please notify the sender immediately and delete your copy from your system. You must not read, copy, distribute, or take any further action in reliance on it. Email is not a secure method of communication. E-mail messages may contain computer viruses or other defects, may not be accurately or completely replicated on other systems, or may be intercepted, deleted or interfered with without the knowledge of the sender or the intended recipient. Lateral makes no warranties in relation to these matters. The information contained in this message is proprietary and confidential and is provided to prospective advisors and investors solely for the purpose of evaluating an investment in Niagara Credit Income Fund AI, LP; the Niagara Credit Income Fund AI (Tax-Exempt), LP; the Niagara Credit Income Fund QP, LP; the Niagara Credit Income Fund QP (Tax-Exempt), LP (LP (all four entities are referred to herein as the Fund). This information is not to be shared, distributed or otherwise used for any other purpose or by any other individual, organization, company, or business entity without the prior written consent of Lateral Investment Management, LLC (Lateral). This message is for informational purposes and all information contained herein is subject to revisions and completion.

Niagara Credit Income Fund

Niagara Credit Income Fund

OUR APPROACH

Lateral Investment Management manages the Niagara Credit Income Fund where investors have the choice of a 5, 6, or 8% income with quarterly distributions and risk mitigation by a first-loss subordinated tranche. The Fund targets net returns that are higher than fixed income benchmarks with mitigated principal risk, lower volatility, and lower correlation to the public markets. The Fund has not missed a quarterly distribution since its inception in 2013.

Lateral manages fixed income and private equity strategies that seek to help investors diversify their portfolios from public market volatility while generating consistent quarterly cash returns. Lateral invests in growing, established private businesses in the US through senior secured loans and minority equity stakes. Our portfolio focuses on domestic manufacturing, infrastructure, and healthcare services, tech-enabled business services and specialty finance. Our funds exclusively serve institutional investors, qualified purchasers and accredited investors.

My Team

Richard De Silva
Richard De Silva
Richard de Silva is Managing Partner and is responsible for leading the day to day investment activities and operations of the firm which include investment origination, underwriting, asset management and fundraising. Richard was previously a General Partner at Highland Capital Partners, a private equity firm that manages more than $3 billion in assets under management. Richard joined Highland in 2003 and focused on investments in growth-stage technology companies. Richard also has held operatin ...more

Margret Hardardottir
Margret Hardardottir
Mags Hardardottir is Managing Director and is responsible for product development, strategy and fundraising. Prior to joining Lateral, Mags was the Director of Investor Relations at private equity real estate firm with $800 million in assets under management, focused on multi- family and senior housing strategies. Before that she worked at Bainbridge Capital, a middle-market M&A advisory firm based in La Jolla, California. She serves on the board of the Icelandic-American Chamber of Comme ...more

Michael Shi
Michael Shi CFA, CAIA
Michael Shi is a Director at Lateral Investment Management and is responsible for fundraising for the Niagara Credit Income Fund. Michael was previously a Director at Natixis Investment Managers, a multi- affiliate investment management company that provides investments in fixed income, equities, and alternatives. At Natixis, Michael was responsible for fundraising for all investments within the RIA and Bank Trust channel. He graduated from Carnegie Mellon University. He is a holder o ...more

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