Hans Reese is a CERTIFIED FINANCIAL PLANNER(tm) professional since 2007 and owner of New Stage Investment Group® With over 20 years of industry experience, Hans started his career with Merrill Lynch, before moving to Morgan Stanley and then joined with LPL Financial in 2006.
Hans' focus is personal financial planning with a special emphasis on retirement, tax aware investing and the use of lower cost investments. Hans' professional background includes experience in hospitality, international logistics and internet startups. This background provides a rich combination of business experience, international perspective and personal service.
Hans was raised in Honolulu, Hawaii and graduated from Punahou. Hans then attended the University of Colorado, Leeds School of Business with a degree in International Business, Finance and a minor in German Language. Hans and his family have close ties to both the Bay Area and Hawaii.
We are an independent, fee-based investment management firm. Our planning advice is ongoing for each stage of your life. Our investment management is a professional process that seeks to use lower cost, tax efficient investments when creating, investing and monitoring a tailored investment portfolio. Put the two together and your result is a simplified pursuit of financial success. Improve your planning. Invest professionally. Save time. Worry less. Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.
General Information |
| Firm Start Year: | 2013 | |
| No.of Employees: | 1 | |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | LPL Financial |
| Number of Years with Current Firm: | 13 |
| Work Experience: | Started in 2001 with Merrill Lynch, before working with Morgan Stanley and finally joining LPL Financial in 2006. |
| Work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Retirement Planning, Education Funding and Planning, Insurance Planning, Tax Advice and Services, Financial Planning for Businesses, Portfolio Management |
Services |
| Investment Types: | Insurance, Annuities, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Socially Responsible Investments (SRI) |
| Can meet clients in the following ways: | Video Conference, Via Email, Via Phone, Your Home, Our Office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Long Term Care, Variable Annuity, Variable Life, Annuity |
Compensation and Fees |
| Fee Structure: | Fee Only |
| Compensation Methods: | Based on Assets, Flat Fee, Hourly |
Education |
| Bachelor of Science in Business Administration - Business Administration |
University of Colorado
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Financial Services |
Tax Advice and ServicesWe will ask to work with a clients personal tax professional to help plan and develop a broad based, more personal tax management plan. |
Education Funding and PlanningPlanning and investing for a child's college education is not one size fits all. Supporting a family's higher education goals very often means weighing both financial needs and means. |
Risk ManagementRisk management can mean different things to different people. Determining what risks you face in your financial life is part of our plan based approach. We work to help you understand what risks you actually face and what you can consider to help manage those risks |
Financial Planning for IndividualsFinancial planning can be both broad and specific. Financial Planning can also be done once or over a course of several years. Therefore we offer both flat fee and hourly so you can choose what makes the most sense for you, your needs and your goals. |
Financial Planning for BusinessesWorking with small business owners has its own unique challenges. We are able to bring resources from multiple leading firms to address many topics that are often left unaddressed or forgotten. |
Retirement PlanningTransitioning from working full time to no longer working in retirement is a huge step. Properly assessing and managing the process is incredibly important as very few get a chance at a "do over". We specialize in just this kind of service. |
Insurance PlanningDiscussing and understanding how to better protect you and your family from the unexpected is not usually a fun topic. Our plan based approach seeks to help determine what may and what may not make sense for you when thinking about insurance. |
Financial Advice & ConsultingThere is no shortage of information or opinions about personal finance advice. Trouble is much of it is generic or given as "one-size-fits-all". Our work is designed to make financial advice highly personalize and delivered regularly over many years. |
Portfolio ManagementWe seek a to deliver a professionally screened, built and implemented investment portfolio. Regular monitoring, evaluation and review of portfolio investments, return and risk are conducted through regular reviews with our clients. |
Faqs |
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What services do you provide? What are your specialties? Independent and professional investment management, personal financial planning, long term care, life insurance & employer retirement plans. Our plan based approach means we do more than just investments. Our service is designed to be ongoing, personal and support multiple areas impacting your pursuit of financial success. |
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What is your experience? How many clients do you currently manage? Working as a personal financial advisor since 2001, I have been helping individuals better pursue their financial goals as well as supporting business owners provide retirement benefits for their employees. |
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What financial institution(s) do you represent? As an independent firm we do not offer "in-house" products. Instead, through us, our clients are able to access multiple leading investment and insurance firms. The professionals at New Stage Investment Group® are affiliated with LPL Financial to help bring you the resources you should expect from your financial firm. |
Disclosures |
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LPL ADV 2A https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf LPL WiserAdvisor Cash Solicitor Disclosure |
Disclaimer |
| Hans Reese is a financial advisor with and Securities and advisory services offered through LPL Financial, A registered Investment Advisor, Member FINRA/SIPC. |
Registered Representative:
Yes
Investment Advisor Representative:
Yes
Acknowledged fiduciary:
Yes
Compliance Disclosures in Last 5 years:
Have a clean record
Criminal Disclosures in Last 5 years:
Have a clean record
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Mon. | 8:00 AM - 5:30 PM |
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Tue. | 8:00 AM - 5:30 PM |
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Wed. | 8:00 AM - 5:30 PM |
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Thu. | 8:00 AM - 5:30 PM |
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Fri. | 8:00 AM - 5:30 PM |
| Alameda | Albany |
| Alviso | Atherton |
| Berkeley | Brisbane |
| Burlingame | Castro Valley |
| Cupertino | Daly City |
| Dublin | Emeryville |
| Fremont | Half Moon Bay |
| Hayward | La Honda |
| Loma Mar | Los Altos |
| Menlo Park | Millbrae |
| Milpitas | Montara |
| Moraga | Moss Beach |
| Mountain View | Newark |
| Oakland | Orinda |
| Pacifica | Palo Alto |
| Pescadero | Pleasanton |
| Portola Valley | Redwood City |
| San Bruno | San Francisco |
| San Gregorio | San Jose |
| San Leandro | San Lorenzo |
| San Ramon | Santa Clara |
| Saratoga | South San Francisco |
| Stanford | Sunnyvale |
| Sunol | Union City |
| San Carlos | |
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