We are an independent, fee-based investment management firm. Our planning advice is ongoing for each stage of your life. Our investment management is a professional process that seeks to use lower cost, tax efficient investments when creating, investing and monitoring a tailored investment portfolio. Put the two together and your result is a simplified pursuit of financial success. Improve your planning. Invest professionally. Save time. Worry less. Hans Reese is a financial advisor with, and securities and advisory services, offered through LPL Financial, a registered investment advisor, Member FINRA www.finra.org, SIPC www.sipc.org.
General Information |
| Firm Start Year: | 2013 | |
| No.of Employees: | 1 | |
| Name of Broker/Dealer: | LPL Financial |
| Name of Custodial Firm: | LPL Financial |
| Number of Years with Current Firm: | 13 |
| Work Experience: | Started in 2001 with Merrill Lynch, before working with Morgan Stanley and finally joining LPL Financial in 2006. |
| I work with the following types of clients: | Businesses, Individual Investors |
| Advisory Services Provided: | Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Retirement Planning, Education Funding and Planning, Insurance Planning, Tax Advice and Services, Financial Planning for Businesses, Portfolio Management |
Services |
| Investment Types: | Insurance, Annuities, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Mutual Funds, Socially Responsible Investments (SRI) |
| I can meet clients in the following ways: | Video Conference, Via Email, Via Phone, At your home, At my office |
Qualifications & Memberships |
| Insurance and Annuity Licenses: | Life, Long Term Care, Variable Annuity, Variable Life, Annuity |
Compliance |
| Registered Representative: | Yes |
| Investment Advisor Representative: | Yes |
| I am an acknowledged fiduciary: | Yes |
| Compliance Disclosures in Last 5 years: | I have a clean record |
| Criminal Disclosures in Last 5 years: | I have a clean record |
Compensation and Fees |
| Fee Structure: | Fee Only |
| Compensation Methods: | Based on Assets, Flat Fee, Hourly |
| Bachelor of Science in Business Administration - Business Administration |
University of Colorado
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LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
LPL WiserAdvisor Cash Solicitor Disclosure
Hans Reese is a financial advisor with and Securities and advisory services offered through LPL Financial, A registered Investment Advisor, Member FINRA/SIPC.
Hans Reese is a CERTIFIED FINANCIAL PLANNER(tm) professional since 2007 and owner of New Stage Investment Group® With over 20 years of industry experience, Hans started his career with Merrill Lynch, before moving to Morgan Stanley and then joined with LPL Financial in 2006.
Hans' focus is personal financial planning with a special emphasis on retirement, tax aware investing and the use of lower cost investments. Hans' professional background includes experience in hospitality, international logistics and internet startups. This background provides a rich combination of business experience, international perspective and personal service.
Hans was raised in Honolulu, Hawaii and graduated from Punahou. Hans then attended the University of Colorado, Leeds School of Business with a degree in International Business, Finance and a minor in German Language. Hans and his family have close ties to both the Bay Area and Hawaii.
Tax Advice and Services |
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We will ask to work with a clients personal tax professional to help plan and develop a broad based, more personal tax management plan. |
Education Funding and Planning |
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Planning and investing for a child's college education is not one size fits all. Supporting a family's higher education goals very often means weighing both financial needs and means. |
Risk Management |
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Risk management can mean different things to different people. Determining what risks you face in your financial life is part of our plan based approach. We work to help you understand what risks you actually face and what you can consider to help manage those risks |
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Mon. | 8:00 AM - 5:30 PM |
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Tue. | 8:00 AM - 5:30 PM |
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Wed. | 8:00 AM - 5:30 PM |
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Thu. | 8:00 AM - 5:30 PM |
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Fri. | 8:00 AM - 5:30 PM |
| Alameda | Albany |
| Alviso | Atherton |
| Berkeley | Brisbane |
| Burlingame | Castro Valley |
| Cupertino | Daly City |
| Dublin | Emeryville |
| Fremont | Half Moon Bay |
| Hayward | La Honda |
| Loma Mar | Los Altos |
| Menlo Park | Millbrae |
| Milpitas | Montara |
| Moraga | Moss Beach |
| Mountain View | Newark |
| Oakland | Orinda |
| Pacifica | Palo Alto |
| Pescadero | Pleasanton |
| Portola Valley | Redwood City |
| San Bruno | San Francisco |
| San Gregorio | San Jose |
| San Leandro | San Lorenzo |
| San Ramon | Santa Clara |
| Saratoga | South San Francisco |
| Stanford | Sunnyvale |
| Sunol | Union City |
| San Carlos | |
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