Lincoln Financial | Financial Advisor in San Ramon ,CA

3000 Executive Parkway, Suite 400
San Ramon, CA 94583

About

16 Years of Experience



General Information
Insurance License#:   0F69571
Name of Broker/Dealer:   Lincoln Financial
States Licensed in:   CA
Number of Years with Current Firm:   5
I work with the following types of clients:   Individual Investors , Non-Profit Organizations , Businesses , Investment Clubs


Services
Investment Types:   Stocks , Alternative Investments , Exchange Traded Funds (ETFs) , Annuities , Bonds , Mutual Funds , Commodities , Insurance , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , Via phone , At my office , At your office


Qualifications & Memberships
Insurance and Annuity Licenses:   Disability , Variable Annuity , Variable Life , Long Term Care , Life , Annuity
Financial Organization Memberships:   Financial Planning Association (FPA)
Non-Financial Organization Memberships:   Family Bible Fellowship
Alpha Kappa Alpha
Women Lawyers of Alameda County
Charles Houston Bar Association


Firm Information
Advisor's Number of Clients:   60
Advisor's Number of Managed Clients:   60
Advisor's Number of Planning Clients:   60
Assets Managed by Advisor:   $10,000,000


Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   50,000
Compensation Methods:   Hourly , Based on Assets , Flat Fee , Commissions
Fee % Based on Assets:   1.25



FAQs

Diane Johnson

Diane Johnson

CERTIFIED FINANCIAL PLANNER™ Certificant

Office Hours

Mon. 9:00 AM - 5:00 PM
Tue. 9:00 AM - 5:00 PM
Wed. 9:00 AM - 5:00 PM
Thu. 9:00 AM - 5:00 PM
Fri. 9:00 AM - 5:00 PM