John Carter

15490 Ventura Blvd., Suite 205
Sherman Oaks, CA 91403

About John R Carter Corporation

John R. Carter Corporation provides investment and financial planning advice to clients who demand sound advice and reasonable, consistent returns.

I am a fee only financial and investment advisor with many years experience in dealing with such matters. If you're nervous about commission driven salesmen masquerading as financial advisors or trusting your future to a 30 year old MBA, you're in the right website.

Your investments are managed considering your financial objectives, age, net worth and risk tolerance; I invest in what's prudent and avoid what's not.

40 Years of Experience



General Information
Firm Start Year:   1980
No.of Employees:   1
Insurance License#:   0C 70499
Name of Broker/Dealer:   State of California
States Licensed in:   CA
Number of Years with Current Firm:   25
I work with the following types of clients:   Individual Investors


Services
Investment Types:   Exchange Traded Funds (ETFs) , Mortgages & Real Estate , Stocks , Mutual Funds , Bonds , Annuities , Insurance
I can meet clients in the following ways:   At your office , At my office , At your home


Qualifications & Memberships
Insurance and Annuity Licenses:   Health , Long Term Care , Life
Financial Organization Memberships:   American Institute of Certified Public Accountants (AICPA) , Financial Executives Institute , Paladin Registry


Firm Information
Firm's Number of Clients:   20
Firm's Number of Planning Clients:   Varies
Firm's Number of Managed Clients:   20
Assets Managed by Firm:   23,000,000
Advisor's Number of Clients:   18
Advisor's Number of Managed Clients:   20
Advisor's Number of Planning Clients:   20
Assets Managed by Advisor:   23,000,000


Compliance
Registered Investment Advisor:   Yes
Investment Advisor Representative:   Yes
I am an acknowledged fiduciary:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:   $500,000
Compensation Methods:   Flat Fee , Based on Assets
Fee % Based on Assets:   0.5%
Additional Details on Charges:   I charge 1/2% annually to construct & manage portfolios. Financial analysis and special projects are priced at a fixed fee agreed on before the work starts.
Minimum Fee Charged for Managed Accounts:   $2500



FAQs

  • Do you have a customer satisfaction or refund policy? If a customer should become dissatisfied I will make any reasonable accomodation and refund any unearned fees.
  • What are your qualifications? What is your education background? I am a Registered Investment Advisor, Certified Public Accountant, Personal Financial Specialist, etc.
  • What is your approach to financial planning? To analyze the objectives in a thoughtful manner & provide workable solutions that are well thought out.
  • What services do you offer? Portfolio management, financial planning & financial problem solutions.
  • How many clients do you currently manage? Approximately 20 with an average portfolio size of about $1,300,000.
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John Carter

John Carter

PFS, CPA, CMA

Communities Served

TX AZ

Office Hours

wiseradvisor-balck-li-img Mon. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Tue. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Wed. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Thu. 9:00 AM - 5:00 PM
wiseradvisor-balck-li-img Fri. 9:00 AM - 5:00 PM

Compensation Arrangements

Check Money Order