James Ellis

7145 Woodley Avenue
Van Nuys, CA 91406

Who is watching your money?

Retirement Planning Associates | Financial Advisor in Van Nuys ,CA

About Retirement Planning Associates

Retirement Planning Associates is a advisory company which specializes in individual and corporate retirement needs. We are predominantly a Los Angeles based company with a clientele that spans from San Diego County to Ventura County.

Our services include:

Retirement Planning
Business Pension Service
Investments
Education Funding
Income Protection
Life Insurance
Estate Planning

The Mission of Retirement Planning Associates is to help people plan for their financial future and financial independence, based on their highest priority. As advisors, we promise to put your needs first as we help to educate and guide you in financial decisions that make sense for your investment objectives.

Retirement Planning Associates is led by, James Ellis, a registered representative of, and securities offered through, JKR & Co., Member FINRA, SIPC.

15 Years of Experience



General Information
Firm Start Year:   1967
No.of Employees:   10-19
Insurance License#:   0B03259
Name of Broker/Dealer:   J K R & Company, Inc.
Name of Custodial Firm:   Pershing LLC
States Licensed in:   CA, WA, NV, AZ, NY, NM, ID, OR
Number of Years with Current Firm:   9
Work Experience:   Head of Financial Planning from 1993 at Lincoln National from 1993 to 1999
I work with the following types of clients:   Non-Profit Organizations , Individual Investors , Investment Clubs , Businesses
Foreign Languages Serviced:   English and Spanish


Services
Investment Types:   Municipal Bonds , Mutual Funds , Options & Futures , Bonds , Stocks , Annuities , Exchange Traded Funds (ETFs) , Alternative Investments , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   Via email , At your home , At my office , Via phone , At your office


Qualifications & Memberships
Insurance and Annuity Licenses:   Health , Annuity , Variable Life , Variable Annuity , Life
Compliance
Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation & Fees
Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,0000
Compensation Methods:   Subscriptions , Flat Fee , Commissions , Hourly , Based on Assets
Fee % Based on Assets:   1%



FAQs


DISCLAIMER

Retirement Planning Associates is led by, James Ellis, a registered representative of, and securities offered through, JKR & Co., Member FINRA, SIPC.

James Ellis

James Ellis

Communities Served

CA WA
NV AZ
NY NM
ID OR

Office Hours

wiseradvisor-balck-li-img Mon. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Tue. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Wed. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Thu. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Fri. 6:30 AM - 3:00 PM

Compensation Arrangements

Check Money Order
Bank Transfer