James Ellis
Retirement Planning Associates

7145 Woodley Avenue
Van Nuys, CA 91406

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Retirement Planning Associates | Financial Advisor in Van Nuys ,CA

About Retirement Planning Associates

Retirement Planning Associates is a advisory company which specializes in individual and corporate retirement needs. We are predominantly a Los Angeles based company with a clientele that spans from San Diego County to Ventura County.

Our services include:

Retirement Planning
Business Pension Service
Investments
Education Funding
Income Protection
Life Insurance
Estate Planning

The Mission of Retirement Planning Associates is to help people plan for their financial future and financial independence, based on their highest priority. As advisors, we promise to put your needs first as we help to educate and guide you in financial decisions that make sense for your investment objectives.

Retirement Planning Associates is led by, James Ellis, a registered representative of, and securities offered through, JKR & Co., Member FINRA, SIPC.

15 Years of Experience


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General Information

Firm Start Year:   1967
No.of Employees:   10-19
Insurance License#:   0B03259
Name of Broker/Dealer:   J K R & Company, Inc.
Name of Custodial Firm:   Pershing LLC
States Licensed in:   CA, WA, NV, AZ, NY, NM, ID, OR
Number of Years with Current Firm:   9
Work Experience:   Head of Financial Planning from 1993 at Lincoln National from 1993 to 1999
I work with the following types of clients:   Businesses , Individual Investors , Investment Clubs , Non-Profit Organizations
Foreign Languages Serviced:   English and Spanish


Services

Investment Types:   Bonds , Options & Futures , Alternative Investments , Exchange Traded Funds (ETFs) , Mutual Funds , Municipal Bonds , Annuities , Stocks , Socially Responsible Investments (SRI)
I can meet clients in the following ways:   At my office , At your home , At your office , Via phone , Via email


Qualifications & Memberships

Insurance and Annuity Licenses:   Health , Life , Variable Annuity , Variable Life , Annuity

Compliance

Registered Investment Advisor:   Yes
Registered Representative:   Yes
Investment Advisor Representative:   Yes
Compliance Disclosures in Last 5 years:   I have a clean record
Criminal Disclosures in Last 5 years:   I have a clean record


Compensation and Fees

Fee Structure:   I am a fee-based financial professional
Minimum Portfolio Size for New Managed Accounts:   $100,0000
Compensation Methods:   Based on Assets , Hourly , Commissions , Subscriptions , Flat Fee
Fee % Based on Assets:   1%



Disclaimer

Retirement Planning Associates is led by, James Ellis, a registered representative of, and securities offered through, JKR & Co., Member FINRA, SIPC.

James Ellis

James Ellis

Communities Served

CA WA
NV AZ
NY NM
ID OR

Office Hours

wiseradvisor-balck-li-img Mon. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Tue. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Wed. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Thu. 6:30 AM - 3:00 PM
wiseradvisor-balck-li-img Fri. 6:30 AM - 3:00 PM

Compensation Arrangements

Check Money Order
Bank Transfer